Employment

Robert Barberis (CRD #: 1772762), a broker registered with Wells Fargo Clearing Services, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]

Paula Dies (CRD #: 7003887), a broker formerly registered with Bankers Life Securities, resigned from that firm, according to her BrokerCheck record, accessed on November […]

Sebastian Puznowski (CRD #: 6872054), a broker formerly registered with Equitable Advisors, resigned from that firm, according to his BrokerCheck record, accessed on November 11, […]

Ashley Fenderson (CRD #: 7013767), a broker formerly registered with MWA Financial Services, resigned from that firm, according to her BrokerCheck record, accessed on November […]

Christopher Callagy (CRD #: 1688999), a broker formerly registered with Revere Securities, resigned from the firm, according to his BrokerCheck record, accessed on October 30, […]

Laura Casey (CRD #: 2684465), a broker registered with Capitol Securities Management, resigned from her previous firm, according to her BrokerCheck record, accessed on October […]

Jacob Myers (CRD #: 4729842), a broker registered with Wells Fargo Clearing Services, resigned from his previous firm, according to his BrokerCheck record, accessed on […]

Joseph Quintons (CRD #: 7173106), a broker formerly registered with NYLIFE Securities, resigned from the firm, according to his BrokerCheck record, accessed on October 29, […]

Craig Favara (CRD #: 6888820), a broker formerly registered with Northwestern Mutual Investment Services, resigned from the firm, according to his BrokerCheck record, accessed on […]

Allen Bahe (CRD #: 5724183), a broker formerly registered with Southeast Investments, was permitted to resign, according to his BrokerCheck record, accessed on October 29, […]