Employment

Joseph Abbate (CRD #: 6168873) has voluntarily resigned from JP Morgan Chase Bank following allegations. This disclosure appears in his BrokerCheck record, accessed on September […]

Minesh Amin (CRD #: 5654497) has voluntarily resigned from Wells Fargo Clearing Services. This disclosure appears in his BrokerCheck record, accessed on September 8, 2023. […]

Michael Brickman (CRD #: 4042866) has voluntarily resigned from Pruco Securities following allegations. This disclosure appears on his BrokerCheck record, accessed on September 8, 2023. […]

Naydean Fisher (CRD #: 6705584) has resigned from NYLife Securities. This is according to her BrokerCheck record, accessed on August 7, 2023. Keep reading if […]

Kevin Jenkins (CRD #: 7433172), a broker registered with Merrill Lynch, was terminated by Fidelity Brokerage Services, according to his BrokerCheck record, accessed on August […]

Richard Adams (CRD #: 1367656), a broker registered with LPL Financial, has an employment disclosure on his BrokerCheck record, accessed on August 3, 2023. Investors […]

Zachary McCraw (CRD #: 7003820) is no longer registered with Pruco Securities. This disclosure appears in his BrokerCheck record, accessed on August 3, 2023. Keep […]

John Baer (CRD #: 4463748) is no longer registered with Chapin Davis. This disclosure appears in his BrokerCheck record, accessed on August 3, 2023. Keep […]

Dasha Glo (CRD #: 6243301) is no longer registered with Wells Fargo Clearing Services. This disclosure appears in her BrokerCheck record, accessed on August 4, […]

Tatiana Zurek (CRD #: 4079846), a broker registered with Oppenheimer & Co., has voluntarily resigned from Merrill Lynch, Pierce, Fenner & Smith following allegations. This […]