Fired Brokers Archives - New York Investment Fraud Lawyer

James Ptacek Fired from LPL Financial Over Alleged Private Securities Transactions

Dec 23, 2024 Fired Brokers

James Ptacek (CRD #: 1959049), a broker formerly registered with LPL Financial, has been fired from that firm, according to his BrokerCheck record, accessed on […]

Jeffrey Beyer Fired from AE Wealth Management

Dec 2, 2024 Fired Brokers

Jeffrey Beyer (CRD #: 5731082), a broker formerly registered with USA Financial Securities, has been fired from an investment advisory firm, according to his BrokerCheck […]

Tyrone Austin II Fired from JPMorgan Chase Bank

Nov 29, 2024 Fired Brokers

Tyrone Austin II (CRD #: 7253764), a broker formerly registered with J.P. Morgan Securities, has been fired from the firm’s affiliate bank, according to his […]

Jinwook Kim Fired from JPMorgan Chase Bank

Nov 24, 2024 Fired Brokers

Jinwook Kim (CRD #: 6917938), a broker formerly registered with J.P. Morgan Securities, was fired from the firm’s affiliate bank, according to his BrokerCheck record, […]

Hamzey Abadi Fired from JPMorgan Chase Bank

Nov 24, 2024 Fired Brokers

Hamzey Abadi (CRD #: 6865360), a broker formerly registered with J.P. Morgan Securities, has been fired from the firm’s affiliate bank, according to his BrokerCheck […]

Trey Turner Resigns from Equity Services

Nov 24, 2024 Fired Brokers

Trey Turner (CRD #: 4531215), a broker formerly registered with Equity Services, resigned from the firm, according to his BrokerCheck record, accessed on November 14, […]

Anona Murphy Fired from JPMorgan Chase Bank for Allegedly Removing Proprietary Information

Nov 24, 2024 Fired Brokers

Anona Murphy (CRD #: 6034605), a broker formerly registered with J.P. Morgan Securities, has been fired from the firm’s affiliate bank, according to her BrokerCheck […]

Trevor Gregory Fired from Fidelity Brokerage Services

Nov 24, 2024 Fired Brokers

Trevor Gregory (CRD #: 7312159), a broker formerly registered with Fidelity Brokerage Services, has been fired from that firm, according to his BrokerCheck record, accessed […]

Joshua Dolo Fired from JPMorgan Chase Bank

Nov 22, 2024 Fired Brokers

Joshua Dolo (CRD #: 6662922), a broker formerly registered with J.P. Morgan Securities, was fired from the firm’s affiliate bank, according to his BrokerCheck record, […]

Deborah McCarty Fired from Thrivent Investment Management

Nov 22, 2024 Fired Brokers

Deborah McCarty (CRD #: 1590353), a broker formerly registered with Thrivent Investment Management, was fired from that firm following allegations of misconduct, according to her […]