Kevin Klipfel (CRD #: 5220694), a broker registered with Grove Point Investments, is the subject of a dispute, according to his BrokerCheck record, accessed on […]
Andrea Klipfel (CRD #: 4618630), a broker registered with Grove Point Investments, is the subject of a dispute filed by a successor trustee. This disclosure […]
Jay Lipman (CRD #: 1528277), a broker registered with Morgan Stanley, allegedly made misrepresentations, according to his BrokerCheck record, accessed on March 23, 2023. Keep […]
Charlie Lawson (CRD #: 5452641), a broker registered with UBS Financial Services, allegedly executed an unauthorized purchase, according to his BrokerCheck record, accessed on January […]
Tom Lopshire (CRD #: 2532500), a broker registered with Concourse Financial Group Securities, is involved in a pending dispute, according to his BrokerCheck record, accessed […]
Allen Blankenship (CRD #: 2842335), a broker registered with The Strategic Financial Alliance, was recently investigated by FINRA, according to his BrokerCheck record, accessed on […]
Bernard Bostwick (CRD #: 4327954), a broker registered with American Portfolios Financial Services, is the subject of a pending dispute, according to his BrokerCheck record, […]
Harlem Valdez (CRD #: 4930124), a broker formerly registered with J.P. Morgan Securities, allegedly executed unauthorized trades, according to their BrokerCheck record, accessed on November […]
Cheryl Young (CRD #: 3065471), a broker registered with Rockefeller Financial, was involved in a recent dispute, according to her BrokerCheck record, accessed on August […]
Investor Names John Lentz in Dispute Involving Unsuitable Mutual Funds
Aug 31, 2022
Mutual Fund Fraud
John Lentz (CRD #: 306675), a broker registered with Morgan Stanley, is the subject of a pending dispute, according to his BrokerCheck record, accessed on […]