Yuvraj Chauhan (CRD #: 6763782), a broker formerly registered with Goldman Sachs & Company, has been suspended by FINRA, according to his BrokerCheck record, accessed […]
John Underation (CRD #: 4273996), a broker formerly registered with McDonald Partners, has been suspended by FINRA, according to his BrokerCheck record, accessed on March […]
Lenny Yurovsky (CRD #: 4554905), a broker registered with Joseph Stone Capital, has been suspended by FINRA, according to his BrokerCheck record, accessed on March […]
FINRA Suspends Khalil Watts
Mar 17, 2023
FINRA Suspension
Khalil Watts (CRD #: 7214340), a broker formerly registered with J.P. Morgan Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]
FINRA Suspends Chris Arnold for Alleged Failure to Provide Information
Mar 17, 2023
FINRA Suspension
Chris Arnold (CRD #: 5908774), a broker formerly registered with USCA Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on March […]
John Carroll Suspended by FINRA
Mar 17, 2023
FINRA Suspension
John Carroll (CRD #: 1148905), a broker formerly registered with Vanderbilt Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on March […]
Clinton Byrd Suspended by FINRA
Mar 17, 2023
FINRA Suspension
Clinton Byrd (CRD #: 4673625), a broker formerly registered with Cantella & Company, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]
Ken Wade Suspended by FINRA for Alleged Failure to Provide Information
Mar 14, 2023
FINRA Suspension
Ken Wade (CRD #: 5331252), a broker formerly registered with Cetera Advisor Networks, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]
David Test (CRD #: 2341570), a broker registered with Avantax Investment Services, has been suspended by FINRA, according to his BrokerCheck record, accessed on February […]
William Massarweh (CRD #: 4040459), a broker formerly registered with FSC Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on February […]