Jason Kurtz is the Subject of a FINRA Suspension
Jason Kurtz (CRD #: 4958219) has been suspended by FINRA. This suspension appears on his BrokerCheck record, accessed on March 26, 2024. Keep reading if you have questions concerning his alleged conduct.
FINRA Allegations
On January 4, 2024, FINRA suspended Jason Kurtz following allegations that he had failed to comply with an arbitration award or settlement agreement, or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance. The suspension will continue until the required payment is made or discharged.
This arbitration award found Jason Kurtz liable for $166,133.33. You can read a copy of the award here.
High Standards of Commercial Honor
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to comply with an arbitration award violates this rule.
Customer Disputes
There are seven investor disputes on his record that collectively settled for $240,844.49.
Background Information
Jason Kurtz has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 6 Investment Company Products/Variable Contracts Representative Examination
- Series 24 General Securities Representative Examination
During his 16 years of experience, he has registered with 11 firms. These are the four most recent:
- U.S. Bancorp Investments (CRD #: 17868)
- Edward Jones (CRD #: 250)
- LPL Financial (CRD #: 6413)
- Bosc (CRD #: 17530)
Kurta Law Can Help
If you have worked with Jason Kurtz and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.
Loading...
Reload document 
Open in new tab