Joseph Kelly (CRD #: 4560737), a broker registered with Spartan Capital Securities, allegedly engaged in unauthorized and excessive trading, according to his BrokerCheck record, accessed […]
Edward Rudiger (CRD #: 2118724), a broker registered with Reid & Rudiger, is involved in two pending disputes, according to his BrokerCheck record, accessed on […]
Larry Schwartzman (CRD #: 1289701), a broker registered with Oppenheimer & Company, allegedly engaged in excessive trading, according to his BrokerCheck record, accessed on February […]
Mirsad Muharemovic (CRD #: 3122589), a broker formerly registered with Arive Capital Markets, allegedly engaged in excessive trading, according to his BrokerCheck record, accessed on […]
Family of Deceased Client Seeks Over $1 Million in Dispute with Scott Coonrod
Feb 2, 2023
Excessive Trading
Scott Coonrod (CRD #: 4311374), a broker formerly registered with FSC Securities, is the subject of a pending investor dispute, according to his BrokerCheck record, […]
Stephen Marek (CRD #: 2458841), a broker registered with Joseph Gunnar & Company, allegedly engaged in excessive trading, according to his BrokerCheck record, accessed on […]
Efthimios Petrou (CRD #: 2672840), a broker formerly registered with Arive Capital Markets, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]
Miguel Murillo (CRD #: 4875997), a broker registered with Joseph Stone Capital, has been suspended by FINRA, according to his BrokerCheck record, accessed on October […]
Investor Alleges Gregory Melendez Gave Unsuitable Investment Recommendations
Oct 14, 2022
Excessive Trading
Gregory Melendez (CRD #: 4920698), a broker registered with Laidlaw & Company (UK), allegedly made unsuitable investment recommendations, according to his BrokerCheck record, accessed on […]
Investor Seeks $3.5 Million in Fraud Dispute Against Anthony Manougian
Sep 26, 2022
Excessive Trading
Anthony Manougian (CRD #: 2293270), a broker registered with Oppenheimer & Company, is the subject of a pending dispute, according to his BrokerCheck record, accessed […]