Charles Holt (CRD #:1943440), a broker formerly registered with Hightower Securities, is involved in two similar investor disputes, according to his BrokerCheck record, accessed on […]
James Montalto (CRD #:1017800), a broker and investment adviser registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, is involved in an investor dispute according […]
UBS Financial Services Fires Justin Fendrick
Feb 16, 2022
Broker Blog
Justin Fendrick (CRD #:6801510), a formerly registered broker, was recently fired by UBS Financial Services according to his BrokerCheck record, accessed on February 2, 2022. Termination […]
Jose Cruz Involved in Million Dollar Dispute
Feb 16, 2022
Broker Blog
Jose Cruz (CRD #:4771173), a broker and investment advisor registered with LPL Financial, is involved in an investor dispute according to his BrokerCheck record, accessed […]
LPL Financial Fires Marc Lowell After Failing to Disclose an Outside Business Activity
Feb 16, 2022
Broker Blog
Marc Lowell (CRD #:1866525), a broker registered with Alliance Global Partners, was fired by LPL Financial according to his BrokerCheck record, accessed on February 2, […]
Heather Skipper (CRD #:2126799), a formerly registered broker, was recently fired by Wells Fargo Clearing Services according to her BrokerCheck record, accessed on February 2, 2022. […]