Private Placements Archives - Securities & Investment Lawyer

Nikolay Zotenko Suspended by FINRA

Jun 10, 2022 FINRA Suspension

Nikolay Zotenko (CRD #: 6334022), a broker formerly registered with Morgan Stanley, has been suspended from FINRA, according to his BrokerCheck record, accessed on June […]

National Securities Corporation Scam: Selling Non-Existent Pre-IPOs

May 17, 2022 Articles

National Securities Corporation allegedly deceived their customers when they sold pre-IPO offerings that did not exist. Meanwhile, National Securities Corporation allegedly earned placement fees for […]

Investor Claims Frank Mastrosimone Recommended Unsuitable Investment

Dec 15, 2021 Private Placements

Frank Mastrosimone (CRD #:322615), a broker registered with Pruco Securities, is involved in an investor dispute according to his BrokerCheck record, accessed on November 6, 2021. He is also […]

Jeremy Fortner Fired by Wells Fargo Clearing Services

Sep 3, 2021 Investor Disputes

Jeremy Fortner (CRD #: 4811478), a broker registered with Wells Fargo Clearing Services, has been fired by Wells Fargo, according to his BrokerCheck record, accessed […]

Peachtree Hotel Value & Income Fund II: Did Your Broker Tell You About the Risks?

Jul 29, 2021 Current Investigations

If you lost money after investing in the Peachtree Hotel & Value Income Fund II, you may be able to recover losses through FINRA arbitration. […]