Skip to main content
Lawyers
FAQs
Investment Products
1031 Exchanges
1035 Exchanges
Alternative Investments
Brokered CDs
Business Development Companies (BDCs)
Closed-End Funds
Collateralized Loan Obligations (CLOs)
Conservation Easements
Cryptocurrency
Direct Participation Program
Energy Investments
Equity-Linked Notes
Exchange-Traded Funds (ETFs)
Futures
Inverse Exchange-Traded Funds
Junk Bond Frauds
Managed Futures Funds
Master Limited Partnerships (MLPs)
Options
Penny Stocks
Preferred Shares of Stocks
Private Placements
REITs and Non-Traded REITS
Reverse Convertible Notes
Securities-Backed Lines of Credit
Single Premium Immediate Annuity (SPIA)
Solicited vs. Unsolicited Trades: What Investors Need to Know
Special Purpose Acquisition Companies (SPACs)
Structured Products
Unit Investment Trusts (UITs)
Variable Annuities
Variable Universal Life Insurance (VULs)
Types of Stock Broker Fraud
Breach of Contract
Breach of Fiduciary Duty
Boiler Rooms
8 Types of Stockbroker Fraud
Cherry-Picking
Churning or Excessive Trading
Elder Financial Abuse
Excessive Commissions
Failure to Execute
Failure to Supervise
Forgery
Hedge Fund Fraud
Insider Trading
Margin Accounts and Margin Calls
Misrepresentation and Omission
Mutual Fund Fraud
Negligence
Overconcentration (Failure to Diversify)
Ponzi Schemes
Pump and Dump Schemes
Pyramid Schemes
Selling Away
Stock Market Manipulation
Stockbroker Loans
Theft/Conversion
Unauthorized Trading
Unsuitable Investments
Violation of Blue Sky Laws
Significant Wins
Resources
New York Securities Lawyer
Testimonials
Media & Press
What is FINRA Arbitration?
What Can A Securities Lawyer Do For Me?
How to Recover Investment Losses
The FINRA Arbitration Process & Filing a Claim
Examples of Investment Fraud
What is Securities Fraud? Definition and Examples
Helpful Links
Investigations
Broker Blog
Firm Investigations
Investment Product Investigations
Articles
Close Menu
Victim of Financial Fraud?
Call Now
Search Website
Search
Close Search
Investment Fraud & Securities Law Team
Home
»
Investment Fraud & Securities Law Team
View Full Bio
Hannah Ross
Associate
View Full Bio
Jonathan Kurta
Founding Partner
View Full Bio
Robert Van De Veire
Attorney
