Securities Fraud Attorneys
Representing Victims of Financial Frauds
The financial industry is built on relationships and trust. Stockbrokers spend years cultivating relationships with their clients in order to conduct securities business. Investors should be able to rely on their brokers to act in their best interests. Too often, brokers abuse that trust in order to line their own pockets. This can happen when a broker recommends an unsuitable security or misleads their client regarding a security’s risks.
At Kurta Law, we work tirelessly to recover money for our clients who have been victimized by a financial professional’s misconduct. We know our clients have worked hard to save for retirement and support their families. Unfortunately, a dishonest broker can destroy financial security by recommending a high-risk investment, overcharging for commissions, or by engaging in outright fraud.
About our firmYou May Be a Financial Fraud Victim If…
- There has been excessive trading in your accounts.
- The fees you are paying have suddenly increased.
- Your portfolio focuses heavily on one particular investment. This is called overconcentration.
- Your portfolio has lost a substantial portion of its value when your investment objectives were conservative.
- Your records do not match the statements from your financial institution. Unscrupulous financial professionals may generate inaccurate performance claims.
- You notice transactions that you did not authorize.
- You found out your investment is not as safe or as liquid as you thought. Brokers might misrepresent an investment as safe and guarantee big returns. They could also omit important facts.
- Your broker recommended an investment that was “sold away” from the firm, meaning that the transaction took place outside of the supervision of their member firm.
- Your broker asks to open a joint account with you or wants to be your beneficiary. Manipulation and elder financial abuse often go unchecked in cases where the investor considers their broker a friend and a confidant.

Can I Sue My Stock Broker?
Many brokerage firms require investors to resolve their disputes through FINRA, rather than in civil court. Brokerage firms come prepared for FINRA arbitration with their own legal team.
You can level the playing field with experienced legal representation of your own. Our securities lawyers know every step of the FINRA arbitration process and can predict how your broker will defend their case. Founding Partner Jonathan Kurta spent the first decade of his career defending brokerage firms and now exclusively represents investors. The securities attorneys at Kurta Law Firm will fight tirelessly to recover money that has fallen into the wrong hands.

Why Choose Kurta Law Firm As Your Securities & Investment Lawyers
Over $200 Million Recovered in Investment Fraud Cases
How Our Securities Law Firm Can Help You & Your Family
Our securities law firm has experience with a wide range of securities fraud cases. From mutual fund fraud to penny stock schemes, we’re here to make every step of the FINRA arbitration process work for you. We’re also experts on the finer points of complex financial products such as equity-linked notes, variable annuities, and 1035 exchanges.
Here are some of the financial products we see most often in FINRA arbitration.
Investment Fraud Cases We Handle










Reviews
Your Money Matters.
This is How We Fight For It:
- We don’t entertain lowball offers.
- We thoroughly prepare our clients for every step of FINRA arbitration.
- We push to get a response quickly. FINRA designed the arbitration process to resolve more quickly than a civil trial and we make efficient use of our clients’ time.
- Our attorneys push to settle during the mediation phase — no need for arbitration if we can get your settlement faster.