Current Investigations Archives - Securities & Investment Lawyer

Cambridge Investment Research Advisors Allegedly Did Not Disclose Conflicts of Interest to Investors

Apr 29, 2022 Current Investigations

Cambridge Investment Research Advisors (CIRA) and Cambridge Investment Research, Inc. (CIRI) are the subject of an SEC complaint alleging the firms regularly placed their business […]

Investors: Did You Lose Money with an NYLife Securities Broker?

Apr 29, 2022 Current Investigations

NYLife Securities (CRD#: 5167) has a pattern of hiring brokers who have disciplinary actions and investor disputes on their records. The New York City-based brokerage […]

Did Your R.F. Lafferty & Co. Broker Recommend GWG Holdings L Bonds?

Apr 6, 2022 Current Investigations

Kurta Law is interested in speaking to clients of R.F. Lafferty & Co. who purchased L Bonds issued by GWG Holdings. GWG Holdings has halted […]

Did Richard Belz Recommend L Bonds that Led to Losses?

Apr 6, 2022 Current Investigations

If Richard Belz (CRD #: 1140219) recommended GWG Holdings L Bonds to you that lost money, contact the securities attorneys of Kurta Law as soon […]

Emerson Equity Investors: You May Be Able to Recover GWGH L Bond Losses

Mar 11, 2022 Current Investigations

Investors who lost money investing in GWG L Bonds through Emerson Equity should contact a stock fraud attorney. Emerson Equity’s brokers allegedly recommended L Bonds […]

Tony Barouti Allegedly Sold Unsuitable L Bonds

Mar 11, 2022 Current Investigations

The Kurta Law firm is investigating claims related to Tony Barouti (CRD #: 3031995) selling unsuitable L bonds to investors. Tony Barouti is currently a registered […]

German Nino Allegedly Stole $5.8 Million from Investors’ Discretionary Accounts

Feb 8, 2022 Articles

The SEC alleged that German Nino stole approximately $5.8 million from a long-standing advisory client between May 2014 and February 2020. The client was a […]

GWG L Bonds: Investors May Be Able to Recover Investment Losses Following Bankruptcy UPDATES

Feb 8, 2022 Current Investigations

Did you invest in GWG L bonds? You may be able to recover losses. GWG Holdings’ interest payments on risky L Bonds stopped in January […]

Horizon Private Equity III: Investors Can Still Recover Losses from Alleged $110 Million Ponzi Scheme

Sep 10, 2021 Current Investigations

Investors in the alleged Ponzi scheme called Horizon Private Equity III may be able to recover their losses. Both an SEC complaint and a class-action […]

Peachtree Hotel Value & Income Fund II: Did Your Broker Tell You About the Risks?

Jul 29, 2021 Current Investigations

If you lost money after investing in the Peachtree Hotel & Value Income Fund II, you may be able to recover losses through FINRA arbitration. […]

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