Current Investigations

Western International Securities is the subject of the first Regulation Best Interest (Reg Bi) action brought by the SEC. According to the SEC, Western International […]

Brent Hablutzel was terminated by Rockefeller Capital Management after just five months with the firm, following his recruitment from Merrill Lynch. According to his FINRA […]

On June 2, 2022, the SEC issued a Cease-and-Desist for the town of Sterlington, Louisiana, alleging the town and former Mayor Vern Breland had defrauded […]

On June 1, 2022, the Financial Industry Regulatory Authority alleged that Merrill Lynch mutual fund investors had overpaid for Class C mutual funds. FINRA ordered […]

Hedge fund fraud lawyers want to speak with investors in EIA All Weather Alpha Fund I LP. The SEC alleges in a recent complaint that […]

Cambridge Investment Research Advisors (CIRA) and Cambridge Investment Research, Inc. (CIRI) are the subject of an SEC complaint alleging the firms regularly placed their business […]

NYLife Securities (CRD#: 5167) has a pattern of hiring brokers who have disciplinary actions and investor disputes on their records. The New York City-based brokerage […]

If Richard Belz (CRD #: 1140219) recommended GWG Holdings L Bonds to you that lost money, contact the securities attorneys of Kurta Law as soon […]

Investors who lost money investing in GWG L Bonds through Emerson Equity should contact a stock fraud attorney. Emerson Equity’s brokers allegedly recommended L Bonds […]

The Kurta Law firm is investigating claims related to Tony Barouti (CRD #: 3031995) selling unsuitable L bonds to investors. Tony Barouti is currently a registered […]