Brady Dougan (CRD #: 2423049), a broker registered with Exos Securities, is the subject of several civil actions regarding Credit Suisse AT1 bonds. These disclosures […]
Steven Milcinovic Subject of a Civil Suit
Feb 16, 2024
Civil Suit
Steven Milcinovic (CRD #: 6435702), a broker registered with Arbor Court Capital, is the subject of a civil suit. This is according to his BrokerCheck […]
Gregory Getts Facing a Civil Action
Feb 16, 2024
Civil Suit
Gregory Getts (CRD #: 1300527), a broker registered with Arbor Court Capital, is the subject of a civil action. This action appears on his BrokerCheck […]
Gerard Raho Named in Civil Action Alleging Conspiracy to Misappropriate Funds
Jul 6, 2023
Civil Suit
Gerard Raho (CRD #: 1607815), a broker registered with Edward Jones, is involved in a pending civil action, according to his BrokerCheck record, accessed on […]
Gregory Berube Named in Pending Civil Suit
May 9, 2023
Civil Suit
Gregory Berube (CRD #: 4835792), a broker registered with Evercore Group, is involved in a pending lawsuit, according to his BrokerCheck record, accessed on May […]
Andre Hakkak Named in Pending Civil Suit
Oct 24, 2022
Civil Suit
Andre Hakkak (CRD #: 2198641), a broker registered with White Oak Merchant Partners, is involved in a pending lawsuit, according to his BrokerCheck record, accessed […]
Charles Giordano (CRD #: 2124257), a broker registered with ThinkEquity, is involved in a pending civil suit, according to his BrokerCheck record, accessed on April […]
William Baquet (CRD #: 1332676), a broker registered with ThinkEquity, is facing a civil suit involving fraud, according to his BrokerCheck record, accessed on April […]