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Andre Hakkak Named in Pending Civil Suit

Andre Hakkak (CRD #: 2198641), a broker registered with White Oak Merchant Partners, is involved in a pending lawsuit, according to his BrokerCheck record, accessed on October 8, 2022. If you have questions about his conduct as a broker, read on.

Pending Civil Suit

On July 2, 2022, the Trustees of the New York State Nurses Association Pension Plan filed a civil suit against Andre Hakkak and another co-founder of White Oak Global Advisors, an affiliate of White Oak Merchant Partners.

The suit alleges that Andrew Hakkak and the other co-founder participated in the “technical” breaches of the Employee Retirement Income Security Act of 1974 previously alleged against White Oak Global Advisors in a suit filed in October 2021.

This lawsuit is currently pending.

Background Information

Andre Hakkak has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

Andre Hakkak is a registered broker in California, Florida, New York, and Texas.

He has also worked for the following firms:

  • Weston Financial Services (CRD#:117946)
  • Aura Financial Services (CRD#:42822)
  • Quest Capital Strategies (CRD#:16783)
  • Robertson, Stephens & Company (CRD#:7730)
  • Baraban Securities (CRD#:7659)

Kurta Law Can Help

If you worked with Andre Hakkak and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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