Anti-Money Laundering Archives - New York Investment Fraud Lawyer

David Dodson is the Subject of Structuring Allegations

Jun 3, 2024 Anti-Money Laundering

David Dodson (CRD #: 2363957) has been suspended by FINRA. This is according to his BrokerCheck record, accessed on June 3, 2024. Keep reading if […]

J.P. Morgan Fires Monica Laguna

Jul 6, 2022 Anti-Money Laundering

Monica Laguna (CRD #: 6286123) was fired by her firm, according to her BrokerCheck record, accessed on June 26, 2022. Read on if you have […]

FINRA Rule 3310: Anti-Money Laundering Laws and the Threat to Securities Markets

Mar 30, 2022 Anti-Money Laundering

Anti-money laundering laws attempt to curb illicit transactions in the securities industry. Money laundering is one method criminals use to disguise the origins of their […]