Firm Investigations

IBN Financial Services, Inc. (CRD #: 42360) is a brokerage firm and investment adviser firm with headquarters in Liverpool, New York. Kurta Law wants investors […]

Kurta Law is investigating broker recommendations made by TransAmerica Financial Advisors. TransAmerica Financial Advisors (CRD #: 16164) is a brokerage firm with headquarters in St. […]

Kurta Law is investigating PFS Investments. Our firm is aware of numerous PFS Investments brokers who have misconduct allegations on their records. Additionally, the firm […]

Kurta Law wants investors to be aware of the regulatory actions on Pruco Securities’ FINRA BrokerCheck record. Investors should also review the firm’s conflicts of […]

Kurta Law is investigating recommendations made by USCA Securities. USCA Securities (CRD #: 103789) is a brokerage firm with its main address in Houston, Texas. […]

Lifemark Securities Corp. (CRD #: 16204), a brokerage firm with headquarters in Rochester, New York, is facing allegations that one of its registered representatives recommended […]

Kurta Law is investigating alleged broker misconduct against Ameritas Investment Company brokers. Ameritas Investment Company (CRD #: 14869) is a brokerage firm with headquarters in […]

Avantax Investment Services (CRD #: 13686) has employed a long list of brokers with misconduct allegations on their records. Investors should know about this brokerage […]

Did You Lose Money Working with Charles Schwab & Co.? Charles Schwab & Co. (CRD #: 5393) is a brokerage firm with a main address […]

Kurta Law is investigating investment recommendations by Dempsey Lord Smith LLC (CRD #: 141238) representatives. Dempsey Lord Smith offers high-risk products. It also has disclosed […]