Victim of Financial Fraud? Call Now
Home » Broker Blog » Justine Cantafio Facing Forgery Allegations

Justine Cantafio Facing Forgery Allegations

Justine Cantafio (CRD #: 6158299), a previously registered broker with Hornor, Townsend & Kent, is the subject of a FINRA investigation. This is according to her BrokerCheck record, accessed on April 9, 2024. Keep reading if you have questions regarding her alleged conduct. 

FINRA Investigation

On February 27, 2024, FINRA made a preliminary determination to recommend that disciplinary action be brought against Justine Cantafio, following allegations that she falsified life insurance applications and forged the signatures of firm customers on the applications’ signature page. She also allegedly attempted to settle customer complaints away from her member firm. 

Employment Separation After Allegations 

NYLife Securities terminated Justin Cantafio following allegations that she violated company policy by submitting two electronic traditional life insurance policy applications without the customers’ authorization and consent. The company allegedly became aware of the matter after the customers made an oral complaint and a fraud report was filed with the Pennsylvania Department of Insurance. 

Background Information 

Justine Cantafio has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

During her time in the securities industry, she has registered with two firms: Hornor, Townsend & Kent (CRD #: 4031) and NYLife Securities (CRD #: 5167). 

Kurta Law Can Help 

If you have worked with Justine Cantafio and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

Recent Results

$16.75M

Million

Recovery for ARC NYC REIT Investors
Learn More
Kurta Law recovered millions of dollars for investors who purchased the speculative and unsuitable ARC NYC REIT. The arbitration settled for substantially more than the investor losses.

Recent Results

$9.3M

Million

Investors Receive Award for More than their Losses
Learn More
Jonathan Kurta was able to recover over $9.3 million for a group of defrauded investors. The claims were based upon the brokerage firm’s failure to supervise a stockbroker who stole client funds and then prepared and disseminated fake account statements for decades.

Recent Results

$7.1M

Million

Elderly Victims Recover After a Decade of Fraud
Learn More
Jonathan Kurta represented a group of elderly women who were the victims of a financial crime perpetrated by a rogue broker. The broker utilized forged documents to steal funds from the clients’ accounts over a decade.

Recent Results

$4.2M

Million

Investor vs. Royal Alliance
Learn More
Jonathan Kurta represented an investor who alleged that Royal Alliance Associates had not fulfilled their supervisory duties. This allegedly allowed brokers to engage in conversion and RICO violations. Read a copy of the award here.

Recent Results

$1M

Million

Utah Firm Executed Unnecessary Transaction
Learn More
A FINRA panel sided with Kurta Law and found that a Utah brokerage firm executed unnecessary transactions in order to generate more commissions. Read a copy of the award here.

Recent Results

$2M

Million

Arizona Investors Options Trading Scam
Learn More
Kurta Law negotiated a $2 million settlement on behalf of Arizona investors who were defrauded in an options trading scam.

Categories