Justine Cantafio Fired from NYLIFE Securities
Justine Cantafio (CRD #: 6158299), a broker registered with Hornor, Townsend, & Kent, was fired from her previous firm, according to her BrokerCheck record, accessed on November 11, 2022. If you want to know more about his conduct as a broker, read on.
Termination from NYLIFE Securities
On October 6, 2022, Justine Cantafio was fired from NYLIFE Securities for allegedly violating firm policy by submitting two electronic traditional life insurance policy applications without clients’ authorization. The allegations state that a fraud report was filed with the Pennsylvania Department of Insurance.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Fraud and submitting life insurance applications without authorization would qualify as violations of FINRA Rule 2010.
Justine Cantafio has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- Series 6TO – Investment Company Products/Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
Justine Cantafio is a registered broker in Pennsylvania.
She previously worked for NYLIFE Securities (CRD#:5167).
Kurta Law Can Help
If you worked with Justine Cantafio and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.