Robert Snider (CRD #: 2417319), a broker registered with MML Investors Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck […]
Investors Seek $2.6 Million in Disputes with Jeffrey Higgins Alleging Misappropriation
Jan 26, 2025
Misrepresentation
Jeffrey Higgins (CRD #: 2871443), a broker formerly registered with Western International Securities, has been barred by FINRA. This disclosure appears in his BrokerCheck record, […]
Thomas Stiles (CRD #: 735682), a broker registered with MML Investors Services, allegedly misrepresented variable annuities, according to his BrokerCheck record, accessed on January 5, […]
Robert Edelman (CRD #: 5652556), a broker registered with J.P. Morgan Securities, is involved in an investor dispute, according to his BrokerCheck record, accessed on […]
Arthur DeFilippo (CRD #: 1348804), a broker registered with Revere Securities, has been investigated by FINRA, according to his BrokerCheck record, accessed on January 4, […]
Brian Bradley (CRD #: 4475085), a broker registered with MML Investors Services, has been involved in several investor disputes, according to his BrokerCheck record, accessed […]
Oswaldo Ramos (CRD #: 2572345), a broker registered with Western International Securities, allegedly recommended an unsuitable investment, according to his BrokerCheck record, accessed on December […]
Jean-Pierre Gobic (CRD #: 4380699), a broker registered with Morgan Stanley, allegedly misrepresented an investment strategy, according to his BrokerCheck record, accessed on December 13, […]
Brittany Ingman (CRD #: 6760182), a broker registered with Merril Lynch, Pierce, Fenner & Smith, is the subject of an investor dispute, according to her […]
Russel Fieger (CRD #: 4122326), a broker registered with Colorado Financial Service Corporation, is involved in an investor dispute, according to his BrokerCheck record, accessed […]