Norbert Filian (CRD #: 2998784), a broker registered with Equitable Advisors, allegedly misrepresented a REIT, according to his BrokerCheck record, accessed on June 27, 2022. […]
Daniel Loy (CRD #: 3029654), a broker registered with Independent Financial Group, allegedly misrepresented investments, according to his BrokerCheck record, accessed on June 27, 2022. […]
Andrew Topka (CRD #: 5070107), a previously registered broker with Kalos Capital, is involved in a pending dispute, according to his BrokerCheck record, accessed on […]
Brian Clough (CRD #: 5773103), a broker registered with NYLIFE Securities, allegedly misled an investor, according to his BrokerCheck record, accessed on June 26, 2022. […]
Investor Alleges Alyssa Thornton Misrepresented Unsuitable Municipal Bond
Jul 6, 2022
Misrepresentation
Alyssa Thornton (CRD #: 6895519), a broker registered with Edward Jones, was involved in a recent dispute, according to her BrokerCheck record, accessed on June […]
Dimitar Mushkov (CRD #: 5699156), a broker registered with Cetera Investment Services, was involved in a recent dispute, according to his BrokerCheck record, accessed on […]
Jack Godfrey (CRD #: 2928652), a broker registered with LPL Financial, is involved in two pending investor disputes, according to his BrokerCheck record, accessed on […]
George Fellows (CRD #: 1085138), a broker registered with Oppenheimer & Company, is involved in an investor dispute, according to his BrokerCheck record, accessed on […]
Phil Watson (CRD #: 2400788), a broker registered with Ameriprise as well as Watson & Associates, recently faced an investor dispute, according to his BrokerCheck […]
Michael Binstock (CRD #: 2728462), a broker registered with CreativeOne Securities, has a new investor dispute on his BrokerCheck record, accessed on June 23, 2022. […]