Misrepresentation

Bryce Williams (CRD #: 7223173), a broker registered with LPL Financial, allegedly made misrepresentations to a client, according to his BrokerCheck record, accessed on March […]

William Schumann (CRD #: 1604894), a broker registered with Grove Point Investments, allegedly misrepresented certain investments, according to his BrokerCheck record, accessed on March 9, […]

Joseph Kelly (CRD #: 4560737), a broker registered with Spartan Capital Securities, allegedly engaged in unauthorized and excessive trading, according to his BrokerCheck record, accessed […]

Monty Cerf (CRD #: 2269462), a broker registered with UBS Financial Services, is involved in three pending investor disputes, according to his BrokerCheck record, accessed […]

Danielle Scodellaro (CRD #: 6131256), a broker registered with LPL Financial, allegedly misrepresented a variable annuity, according to her BrokerCheck record, accessed on March 8, […]

David Donovan (CRD #: 1294119), a broker registered with Morgan Stanley, allegedly misrepresented the purchase of an investment, according to his BrokerCheck record, accessed on […]

Richard Lepine (CRD #: 1867250), a broker registered with Securities America, allegedly failed to fully inform a client about an insurance policy, according to his […]

Frank Giacalone (CRD #: 4314174), a broker registered with Aegis Capital Corporation, is involved in a pending dispute, according to his BrokerCheck record, accessed on […]

Lizzie DeCarlo (CRD #: 4979403), a broker registered with UBS Financial Services, allegedly made misrepresentations relating to an investment strategy, according to her BrokerCheck record, […]

Robbie Msallem (CRD #: 3199470), a broker registered with Citigroup Global Markets, allegedly made misrepresentations, according to his BrokerCheck record, accessed on March 2, 2023. […]