Richard Michalski (CRD #: 4588706), a broker registered with Laidlaw & Company (UK), was recently investigated by the SEC, according to his BrokerCheck record, accessed […]
Terrence Reagan (CRD #: 2672751), a broker formerly registered with Network 1 Financial Securities, is involved in a pending lawsuit, according to his BrokerCheck record, […]
Gabriel Edelman (CRD #: 5778763), a broker formerly registered with Spartan Capital Securities, is involved in a pending SEC complaint, according to his BrokerCheck record, […]
Joseph Walsh (CRD #: 1519958), a broker registered with Alpine Securities Corporation, is named in a pending SEC civil complaint, according to his BrokerCheck record, […]
Daniel Ives (CRD #: 4205842), a broker registered with Wedbush Securities, was the subject of a recent SEC action, according to his BrokerCheck record, accessed […]
Anthony Prieto (CRD #: 2783560), a previously registered broker, is the subject of an SEC civil action, according to his BrokerCheck record, accessed on June […]
Kurta Law is representing multiple investors who invested in First Capital REIT. Unfortunately, these clients lost their entire investment after First Capital REIT disappeared from […]
Ronald Molo (CRD #:4371241), a broker formerly registered with Edward Jones, was named in SEC Complaint, according to his BrokerCheck Record accessed on January 20, […]
Jon McGraw (CRD #:2056654), a broker formerly registered with Purshe Kaplan Sterling Investments, was named in an SEC complaint according to his BrokerCheck Record accessed […]
Lina Garcia (CRD #:4447599), a broker formerly registered with Insigneo Securities, is under investigation by the SEC, according to her BrokerCheck Record accessed on January […]