Broker Blog

Shaun Hayes (CRD #: 4963876), a broker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, has been suspended in the State of Texas, according […]

Kurta Law is investigating recommendations made by StoneX Securities (CRD#: 18456) brokers. Investors should know that the firm has been censured by FINRA multiple times […]

Kurta Law is investigating recommendations made by brokers from Apex Clearing Corporation (CRD#: 13071). This firm is a FINRA-registered broker-dealer that provides services to investors […]

Kurta Law is investigating investment recommendations made by CoreCap Investments brokers. CoreCap Investments (CRD#: 37068) is a brokerage firm based in Southfield, Michigan. CoreCap Advisory […]

Kurta Law is investigating recommendations by brokers of GlobaLink Securities (CRD#: 29721). Investors should be aware that GlobaLink Securities is a brokerage firm that works […]

Kurta Law is investigating recommendations by Mutual Securities (CRD#: 13092) brokers. Mutual Securities is a broker-dealer with headquarters in Camarillo, California. Mutual Securities has also […]

Kurta Law is investigating broker recommendations from Steward Partners Investment Solutions (CRD#: 1254). The firm operates as a brokerage firm and is based in Portland, […]

Kurta Law is investigating recommendations by SoFi Securities (CRD#: 151717) brokers. Investors should know that the firm has been fined by FINRA multiple times. The […]

Kurta Law is investigating recommendations by brokers from M1 Finance (CRD#: 281242). Investors should know that M1 Finance has faced multiple six-figure fines by FINRA. […]

Kurta Law is investigating recommendations by brokers from Paulson Investment Company, LLC (CRD#: 5670). The firm is a registered broker-dealer headquartered in Portland, Oregon. Paulson […]