Danish Rauf (CRD #5006655) was previously registered as a broker. FINRA BrokerCheck lists an employment separation disclosure. We reviewed his BrokerCheck report on February 24, […]
Jaime Rochelle Ragins (CRD #6759287) was previously registered as a broker and has an employment separation disclosure on FINRA BrokerCheck. We reviewed her BrokerCheck report […]
JOSE ANTHONY QUINONES (CRD #1310742) was previously registered as a broker. Jose Quinones’ FINRA BrokerCheck profile notes that FINRA has barred him from acting as […]
Joel Sebastian Post (CRD #2653863) is a broker with disclosure events on FINRA BrokerCheck. We reviewed his BrokerCheck report on February 25, 2026. It reflects […]
Brooke Peterson (CRD #7663981) was previously registered with Charles Schwab & Co., Inc. Her FINRA BrokerCheck report includes one employment separation disclosure. We reviewed the […]
Amy Lorain Peek (CRD #5913114) was previously registered with PFS Investments Inc. Her FINRA BrokerCheck report lists one customer dispute and one employment separation. We […]
John Michael Palma (CRD #6848651) was previously registered as a broker. FINRA BrokerCheck shows he is not currently registered and is barred. We reviewed his […]
Dean Robert Nowak (CRD #1091819) was previously registered as a broker and has customer disputes on FINRA BrokerCheck. We reviewed his BrokerCheck report on February […]
Janar Albernice Milligan (CRD #7553899) was previously registered as a broker. We reviewed her BrokerCheck report on February 25, 2026. It reflects one employment separation […]
David Martin Milligan (CRD #1887965) is a broker with disclosure events on FINRA BrokerCheck. We reviewed his BrokerCheck report on February 23, 2026. It reflects […]
