Ed Zdobinski (CRD #: 6254066), a broker formerly registered with Allstate Financial Services, is facing criminal charges alleging theft, according to his BrokerCheck record. Concerned […]
Marco Garcia (CRD #: 6286128), a broker registered with J.P. Morgan Securities, is involved in a pending investor dispute, according to his BrokerCheck record, accessed […]
Hector Flores Suspended by FINRA for Allegedly Failing to Respond Requests for Information
Mar 16, 2022
Broker Theft
Hector Flores (CRD #: 6637802), a broker formerly registered with MML Investors Services, was recently suspended for allegedly failing to respond to FINRA requests for […]
Odalis Duran Barred by FINRA for Allegedly Failing to Respond to Requests for Information
Mar 16, 2022
Broker Theft
Odalis Duran (CRD #: 5777173), a broker formerly registered with J.P.Morgan Securities, was recently barred for allegedly failing to respond to FINRA requests for information, […]
Matthew Lawson (CRD #: 2869619), a broker registered with Cadaret, Grant & Co., is involved in a multi-million-dollar investor dispute, according to his BrokerCheck record, […]
William Winchester is Facing Allegations of Conversion in a $3 Million Dispute
Mar 15, 2022
Broker Theft
William Winchester (CRD #: 4404327), formerly of Cadaret, Grant & Co., is the subject of a regulatory action in Tennessee, according to his BrokerCheck record, […]
Alexander Joh (CRD #: 7248158), a broker registered with JP Morgan Securities, is the subject of a civil action, according to his BrokerCheck record, accessed […]