Broker Theft

Alexa Lawson (CRD #: 3245857), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, […]

Peter Evans (CRD #: 1516196), a broker registered with LPL Financial, was recently involved in an investor dispute, according to his BrokerCheck record, accessed on […]

Surage Perera (CRD #: 4716321), a broker previously registered with Aegis Capital Corp, is the subject of an SEC civil action, according to his BrokerCheck […]

Ed Zdobinski (CRD #: 6254066), a broker formerly registered with Allstate Financial Services, is facing criminal charges alleging theft, according to his BrokerCheck record. Concerned […]

Marco Garcia (CRD #: 6286128), a broker registered with J.P. Morgan Securities, is involved in a pending investor dispute, according to his BrokerCheck record, accessed […]

Hector Flores (CRD #: 6637802), a broker formerly registered with MML Investors Services, was recently suspended for allegedly failing to respond to FINRA requests for […]

Odalis Duran (CRD #: 5777173), a broker formerly registered with J.P.Morgan Securities, was recently barred for allegedly failing to respond to FINRA requests for information, […]

Matthew Lawson (CRD #: 2869619), a broker registered with Cadaret, Grant & Co., is involved in a multi-million-dollar investor dispute, according to his BrokerCheck record, […]

William Winchester (CRD #: 4404327), formerly of Cadaret, Grant & Co., is the subject of a regulatory action in Tennessee, according to his BrokerCheck record, […]

Alexander Joh (CRD #: 7248158), a broker registered with JP Morgan Securities, is the subject of a civil action, according to his BrokerCheck record, accessed […]