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Freddie Barbour is Facing Allegations of Theft

Freddie Barbour (CRD #: 1603035), a broker registered with LPL Financial is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on February 21, 2024. Keep reading if you have questions regarding his alleged conduct.

Theft Allegations

On December 4, 2023, an investor alleged that Freddie Barbour engaged in conversion, also known as “theft of funds.” 

Criminal Charge

There is also a criminal charge on his record dated August 21, 2023. The charge is for “malicious wounding.” 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Theft and conversion violate this rule. 

Background Information 

Freddie Barbour has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 
  • Series 24 General Securities Principal Examination 

He is a registered broker in nine states and is a registered investment adviser in Texas and Virginia. 

During his 36 years of experience, Freddie Barbour has registered with nine firms. 

  • LPL Financial (CRD #: 6413) 
  • Royal Alliance Associates (CRD #: 23131) 
  • Signator Investors (CRD #: 468) 
  • Investors Capital Advisory (CRD #: 30613) 
  • Allstate Financial Services (CRD #: 18272) 
  • Eastern Point Advisors Inc. (CRD #: 107123) 
  • John Hancock Mutual Life Insurance Company (CRD #: 5181)
  • Equico Securities (CRD #: 6627) 
  • The Equitable Life Assurance Society of the United States (CRD #: 4039) 

Kurta Law Can Help 

If you have worked with Fred Barbour and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.