Eric Price (CRD #: 1197556), a broker registered with Benjamin F. Edwards & Company, is facing investor allegations. This disclosure appears in his BrokerCheck record, […]
Matthew Shaughnessy (CRD #: 2457058), a broker registered with Ameriprise Financial Services, allegedly executed an unsuitable and unauthorized transaction, according to his BrokerCheck record, accessed […]
Gregory Corrie (CRD #: 1982814), a broker formerly registered with Cambridge Investment Research, was fired from the firm, according to his BrokerCheck record, accessed on […]
Patrick Gillooly (CRD #: 1175343), a broker formerly registered with LPL Financial, allegedly misrepresented unit investment trusts, according to his BrokerCheck record, accessed on July […]
Jeff Marzolf Facing Allegations of Unsuitability and Unauthorized Trades
Sep 3, 2021
Investor Disputes
Jeff Marzolf (CRD #: 1946939), a broker registered with Raymond James Financial Services, is involved in an investor dispute, according to his BrokerCheck record, accessed […]
Chance Carson (CRD #: 41892), a broker registered with Intervest International Equities Corporation, has new investor disputes on his BrokerCheck record, accessed on December 30, […]
Gary Bowman (CRD #: 2035699), a broker previously registered with Sagepoint Financial, has been suspended by FINRA, according to his BrokerCheck record, accessed on August […]
Kelly Feehrer (CRD #: 1470328), a broker registered with Merrill Lynch, Pierce, Fenner & Smith in Chattanooga, Tennessee, has agreed to a FINRA fine and […]