Outside Business Activities

Stephen Polak (CRD #: 5228523) has been fired by Avantax Investment Services following allegations that he failed to disclose outside business activities. This is according […]

Nathan Plumb (CRD #: 4598158), is facing allegations that he engaged in outside business activity. This is according to his BrokerCheck record, accessed on November […]

Ossama Helal (CRD #: 5282088), a broker formerly registered with The Huntington Investment Company, has been suspended by FINRA, according to his BrokerCheck record, accessed […]

Rogerio Almeida (CRD #: 7083841), a broker formerly registered with Edward Jones, was fired from the firm, according to his BrokerCheck record, accessed on October […]

Khaled Mheisen (CRD #: 6320885), a broker formerly registered with J.P. Morgan Securities, resigned from his previous firm, according to his BrokerCheck record, accessed on […]

Cary Urich (CRD #: 2132001), a broker registered with United Planners’ Financial Services of America, allegedly committed several FINRA violations, according to his BrokerCheck record, […]

Michael Ohlemacher (CRD #: 5759091), a broker formerly registered with W&S Brokerage Services, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]

Ronald Bailey (CRD #: 6270312), a broker formerly registered with Mutual of America Life Insurance Company, was recently investigated by FINRA, according to his BrokerCheck […]

Stephen Missett (CRD #: 2181380), a broker formerly registered with Equitable Advisors, was fired from that firm, according to his BrokerCheck record, accessed on September […]

Cladius Tokunboh (CRD #: 6058294) was fired from his firm, according to his BrokerCheck record, accessed on August 12, 2022. Keep reading if you have […]