Outside Business Activities

Aju Lekwauwa (CRD #: 4267677), a broker formerly registered with SA Stone Wealth Management, allegedly failed to disclose an outside business activity, according to their […]

Jin Zhu (CRD #: 6527492), a broker formerly registered with Morgan Stanely, recently resigned from that firm, according to their BrokerCheck record, accessed on April […]

Michael Danjczek (CRD #: 5238835), a broker registered with LPL Financial, recently resigned from an investment advisory firm, according to his BrokerCheck record, accessed on […]

Manuel Melendez (CRD #: 4648278), a broker registered with UBS Financial Services, allegedly engaged in an unapproved outside business activity, according to his BrokerCheck record, […]

Derek Copeland (CRD #: 4347572), a broker formerly registered with LPL Financial, was fired from that firm, according to his BrokerCheck record, accessed on February […]

Alan Feinberg (CRD #: 6109781), a broker registered with San Blas Securities, was fired from his previous firm, according to his BrokerCheck record, accessed on […]

Nathan Plumb (CRD #: 4598158), is facing allegations that he engaged in outside business activity. This is according to his BrokerCheck record, accessed on November […]

Ossama Helal (CRD #: 5282088), a broker formerly registered with The Huntington Investment Company, has been suspended by FINRA, according to his BrokerCheck record, accessed […]

Rogerio Almeida (CRD #: 7083841), a broker formerly registered with Edward Jones, was fired from the firm, according to his BrokerCheck record, accessed on October […]

Khaled Mheisen (CRD #: 6320885), a broker formerly registered with J.P. Morgan Securities, resigned from his previous firm, according to his BrokerCheck record, accessed on […]