Kevin Klickna (CRD #: 5640324), a broker formerly registered with Equitable Advisors, has been suspended by FINRA, according to his BrokerCheck record, accessed on March […]
Daintry Price (CRD #: 1692616), a broker registered with LPL Financial, is the subject of two pending investor disputes, according to her BrokerCheck record, accessed […]
William Barnett (CRD #: 4132003), a broker formerly registered with J.P. Morgan Securities, was fired from the firm, according to his BrokerCheck record, accessed on […]
Investor Alleges Jammie Perri Committed Forgery
Aug 18, 2022
Forgery
Jammie Perri (CRD #: 4222503), a broker registered with Raymond James & Associates, was involved in a recent dispute, according to her BrokerCheck record, accessed […]
Pruco Securities Fires Scott Chapman
Aug 2, 2022
Forgery
Scott Chapman (CRD #: 5747609) was fired by his firm, according to his BrokerCheck record, accessed on July 16, 2022. Keep reading if you have […]
Marcella Cofre (CRD #: 1507819), a broker formerly registered with Allstate Financial Services, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]
Samuel Weir (CRD #: 4578107), a broker registered with Ameriprise Financial Services, was involved in a recent dispute, according to his BrokerCheck record, accessed on […]
Lee Diedrich Terminated by Pruco Securities
May 23, 2022
Forgery
Lee Diedrich (CRD #: 2636095), a formerly registered broker, was recently fired from Pruco Securities. This is according to her BrokerCheck record, accessed on May […]
Travis Lewis (CRD #: 5454853), a former broker, was fired from Edward Jones, according to his BrokerCheck record, accessed on April 28, 2022. If you […]
Anthony Megaro (CRD #: 1977837), a broker and investment advisor registered with Park Avenue Securities, is involved in an investor dispute, according to his BrokerCheck […]