Samuel Weir (CRD #: 4578107), a broker registered with Ameriprise Financial Services, was involved in a recent dispute, according to his BrokerCheck record, accessed on […]
Lee Diedrich Terminated by Pruco Securities
May 23, 2022
forgery
Lee Diedrich (CRD #: 2636095), a formerly registered broker, was recently fired from Pruco Securities. This is according to her BrokerCheck record, accessed on May […]
Travis Lewis (CRD #: 5454853), a former broker, was fired from Edward Jones, according to his BrokerCheck record, accessed on April 28, 2022. If you […]
Anthony Megaro (CRD #: 1977837), a broker and investment advisor registered with Park Avenue Securities, is involved in an investor dispute, according to his BrokerCheck […]
Associated Investment Services Fires Jennifer Gaura Following Forgery Allegations
Mar 28, 2022
forgery
Jennifer Gaura (CRD #: 3256876) has been fired from her position at Associated Investment Services, according to her BrokerCheck record, accessed on March 21, 2022. […]
Kermit Griner (CRD #: 1070425), a broker registered with NYLIFE Securities LLC, is facing allegations of unsuitable investment recommendations as well as forgery. This information […]
Lance Ching (CRD #:7184830), a formerly registered broker, was recently fired by Fifth Third Bank (the parent company of Fifth Third Securities) according to his […]
Jimmy Nunez (CRD #: 6432136), a previously registered broker with Allstate Financial Services, was recently fined and suspended by FINRA, according to his BrokerCheck record, […]
Brian Blanco (CRD #: 6423223), a previously registered broker with State Farm VP Management, is the subject of a FINRA fine and suspension, according to […]
Francis Gingras Facing Allegations of Forgery
Mar 8, 2022
forgery
Francis Gingras (CRD #: 222176), a broker registered with Northwestern Mutual Investment Services, is facing an investor dispute, according to his BrokerCheck record, accessed on […]