Stefan Shimshidian (CRD #: 3043669), a broker registered with Cabot Lodge Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck […]
Robert Sawyer Allegedly Engaged in Negligence
Sep 22, 2023
Negligence
Robert Sawyer (CRD #: 1705283), a broker registered with Stifel Independent Advisors, is facing an investor dispute. This dispute appears on his BrokerCheck record, accessed […]
Leonard Nelson (CRD #: 1336235), a broker registered with Securities America, is the subject of an investor dispute. This customer dispute appears on his BrokerCheck […]
Tara Pease (CRD #: 2470870), a broker registered with Stifel Independent Advisors, is the subject of an investor dispute, according to her BrokerCheck record, accessed […]
Milind Dalal (CRD #: 2368965), a broker registered with Purshe Kaplan Sterling Investments, is the subject of an investor dispute. This disclosure appears on his […]
Joel Farnsworth Facing a $4.2 Million Dispute
Sep 20, 2023
Negligence
Joel Farnsworth (CRD #: 1980052), a broker registered with Wedbush Securities, is the subject of an investor dispute. This dispute appears on his BrokerCheck record, […]
Seth Nannini (CRD #: 4406510), a broker registered with Capital Investment Group, is the subject of a GWG investment dispute. This is according to his […]
Girish Navare (CRD #: 5901641), a broker registered with Kestra Investment Services, is the subject of an investor dispute. This dispute appears on his BrokerCheck […]
Dan Wagner (CRD #: 2867278), a broker registered with Arkadios Capital, is the subject of an investor dispute. This disclosure appears in his BrokerCheck record, […]
Derek Su (CRD #: 4121574), a broker registered with USCA Securities, is the subject of an investor dispute, according to his BrokerCheck record, accessed on […]