William Schumann (CRD #: 1604894), a broker registered with Grove Point Investments, allegedly misrepresented certain investments, according to his BrokerCheck record, accessed on March 9, […]
Michael Risko (CRD #: 1975573), a broker registered with Infinex Investments, is involved in a pending dispute, according to his BrokerCheck record, accessed on March […]
Investors Allege Poor Performance of Investments Recommended by Bill Fox
Dec 15, 2022
Energy Investments
Bill Fox (CRD #: 1522234), a broker registered with LPL Financial, is the subject of a pending investor dispute, according to his BrokerCheck record, accessed […]
Erik Alexander (CRD #: 5839269), a broker registered with Cetera Advisor Networks, allegedly misrepresented investments, according to his BrokerCheck record, accessed on November 28, 2022. […]
Roman Petryszyn (CRD #: 2095397), a broker registered with Innovation Partners, is involved in a pending dispute, according to his BrokerCheck record, accessed on July […]
Phil Watson (CRD #: 2400788), a broker registered with Ameriprise as well as Watson & Associates, recently faced an investor dispute, according to his BrokerCheck […]
Michael Zahm (CRD #: 6381591), a broker registered with Voya Financial Advisors, was involved in a recent dispute, according to his BrokerCheck record, accessed on […]
Angela Granata (CRD #: 1907590), a broker registered with J.W. Cole Financial, is involved in an unsuitability dispute, according to her BrokerCheck record, accessed on […]
Kevin Houser (CRD #: 2513167), a broker registered with Ameriprise Financial Securities, is involved in several disputes involving investment recommendations, according to his BrokerCheck record, […]
FINRA Rule 2310: Direct Participation Programs and REITs Must Disclose Estimated Value
Apr 8, 2022
Articles
Alternative securities like direct participation programs and REITs are extremely risky. Non-traded REITs and DPPs do not publish their share prices on the stock exchange, […]