Phil Watson (CRD #: 2400788), a broker registered with Ameriprise as well as Watson & Associates, recently faced an investor dispute, according to his BrokerCheck […]
Michael Zahm (CRD #: 6381591), a broker registered with Voya Financial Advisors, was involved in a recent dispute, according to his BrokerCheck record, accessed on […]
Angela Granata (CRD #: 1907590), a broker registered with J.W. Cole Financial, is involved in an unsuitability dispute, according to her BrokerCheck record, accessed on […]
Cynthia Giovacchino (CRD #: 3274194), a broker registered with LPL Financial, allegedly made unsuitable investment recommendations, according to her BrokerCheck record, accessed on April 18, […]
Kevin Houser (CRD #: 2513167), a broker registered with Ameriprise Financial Securities, is involved in several disputes involving investment recommendations, according to his BrokerCheck record, […]
FINRA Rule 2310: Direct Participation Programs and REITs Must Disclose Estimated Value
Apr 8, 2022
Articles
Alternative securities like direct participation programs and REITs are extremely risky. Non-traded REITs and DPPs do not publish their share prices on the stock exchange, […]
Kurta Law is representing multiple investors who invested in First Capital REIT. Unfortunately, these clients lost their entire investment after First Capital REIT disappeared from […]
Mark Kolta (CRD #: 5324620), a broker previously registered with Worden Capital Management LLC, is facing new allegations of unsuitable investment recommendations after previous disputes […]
Rey Descalso Involved in a Dispute Regarding an Unsuitable REIT & BDC
Apr 4, 2022
Business Development Company
Rey Descalso (CRD #: 4906080), a broker registered with J.W. Cole Financial is involved in a pending investor dispute according to his BrokerCheck record, accessed […]
Richard Shaw (CRD #: 1870018), a broker and investment advisor registered with Lincoln Financial Advisors Corporation, is facing two pending unsuitability disputes, according to his […]