Suspended Broker

Tony Bell (CRD #: 5847751), a broker formerly registered with SCF Securities, was recently suspended by FINRA, according to his BrokerCheck record, accessed on October […]

Philip Myers (CRD #: 1458723), a broker formerly registered with American Investors Group, is the subject of a FINRA suspension and fine, according to his […]

David Hixon (CRD #: 4707468), a broker formerly registered with Morgan Stanley, was recently suspended for allegedly failing to respond to FINRA requests for information, […]

Jason Collichio (CRD #:4727199), a broker registered with Landolt Securities, is involved in a regulatory disclosure, according to his BrokerCheck record, accessed on February 12, […]

Richard Rappaport (CRD #: 1885122), a broker registered with Westpark Capital, consented to a FINRA suspension together with a fine according to his BrokerCheck Record, […]

Michael May (CRD #: 4712287), a broker registered with VCS Venture Securities, was suspended by FINRA, according to his BrokerCheck record, accessed on December 28, 2021.   Broker […]

Ian Ha (CRD #: 5679255 ), a broker formally registered with Infinity Financial Services, was recently suspended for allegedly failing to respond to FINRA requests […]

Jeffrey Bogart (CRD #: 2049796), a broker previously registered with Lincoln Investment, is the subject of a FINRA suspension, according to his BrokerCheck record, accessed […]

Fernando Monllor (CRD #: 3098650), a broker registered with Popular Securities, has been fined and suspended by FINRA, according to his BrokerCheck record, accessed on […]

John Coolong (CRD #: 5924271), a broker registered with Laidlaw & Company (UK), is facing a FINRA fine following allegations that he failed to maintain […]