Suspended Broker

Kevin Kuhl (CRD #: 6289249), a broker registered with Cetera Advisor Networks, has been suspended by FINRA, according to his BrokerCheck record, accessed on November […]

Ivanhoe Ffriend (CRD #: 1013083), a broker registered with Cetera Advisor Networks, has been suspended by FINRA, according to his BrokerCheck record, accessed on November […]

Harold Klein (CRD #: 1021759), a broker formerly registered with NewEdge Securities, resigned from that firm following his suspension by FINRA, according to his BrokerCheck […]

Jesse Butler (CRD #: 4260239), a broker formerly registered with Pruco Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on November […]

Simone Garofalo (CRD #: 7025823), a broker formerly registered with Cambridge International Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]

Kevin Arvoy (CRD #: 5938015) has been suspended by FINRA. This disclosure appears on his BrokerCheck record, accessed on April 8, 2024. Keep reading if […]

Tony Bell (CRD #: 5847751), a broker formerly registered with SCF Securities, was recently suspended by FINRA, according to his BrokerCheck record, accessed on October […]

Daniel Beech (CRD #: 6169844), a broker formerly registered with Innovation Partners, has been suspended by FINRA, according to his BrokerCheck record, accessed on November […]

Philip Myers (CRD #: 1458723), a broker formerly registered with American Investors Group, is the subject of a FINRA suspension and fine, according to his […]

David Hixon (CRD #: 4707468), a broker formerly registered with Morgan Stanley, was recently suspended for allegedly failing to respond to FINRA requests for information, […]