Marcie Behman (CRD #: 2074358), a broker registered with Morgan Stanley, allegedly failed to act in a client’s best interest, according to her BrokerCheck record, […]
Cap Clegg (CRD #: 725190), a broker registered with Commonwealth Financial Network, was recently the subject of an investor dispute, according to his BrokerCheck record, […]
Dirk Rabenold (CRD #: 1407291), a broker registered with Next Financial Group, is involved in a pending dispute, according to his BrokerCheck record, accessed on […]
James MacKellar (CRD #: 803007), a broker registered with SagePoint Financial, is involved in a pending dispute, according to his BrokerCheck record, accessed on November […]
Investors Allege Carlos Cortez Recommended Fraudulent Cryptocurrency Funds
Nov 22, 2022
Cryptocurrencies
Carlos Cortez (CRD #: 5378014), a broker formerly registered with World Equity Group, allegedly recommended fraudulent investments, according to his BrokerCheck record, accessed on November […]
Phillip Biffle (CRD #: 1780353), a broker registered with Edward Jones, allegedly failed to follow instructions, according to his BrokerCheck record, accessed on November 7, […]
Jeremy Reed (CRD #: 5929998), a broker registered with UBS Financial Services, was recently involved in an investor dispute, according to his BrokerCheck record, accessed […]
Craig Miller (CRD #: 1024569), a broker registered with LPL Financial, allegedly misrepresented an insurance policy, according to his BrokerCheck record, accessed on November 6, […]
Jarrod Slater Facing Six-Figure Dispute
Nov 18, 2022
Investor Disputes
Jarrod Slater (CRD #: 4407013), a broker registered with Wells Fargo Clearing Services, was recently involved in a dispute, according to his BrokerCheck record, accessed […]
Anne DeBowes (CRD #: 2157405), a broker registered with Wells Fargo Clearing Services, was recently the subject of an investor dispute, according to her BrokerCheck […]