Britt Wright (CRD #: 4275139), a broker formerly registered with Edward Jones, allegedly participated in a Ponzi scheme, according to her BrokerCheck record, accessed on […]
Barbara Bernatzky (CRD #: 2535421) has been barred by FINRA, according to her BrokerCheck record, accessed on June 2, 2022. This follows allegations that she […]
The SEC has alleged in a complaint that four formerly registered stock brokers banded together to create a Ponzi scheme that defrauded 2,200 investors of […]
Shawn Good is the subject of SEC allegations that he operated a Ponzi scheme for nearly a decade while registered with Morgan Stanley. According to […]
Swapnil Rege (CRD #:4788421), a broker formerly registered with Nomura Securities International, is named in a complaint filed by the Commodity Futures Trading Commission, according […]
John Woods (CRD #: 1949233), a previously registered broker and investment adviser, has faced several investor disputes following his termination from Southport Capital. He is […]
Bob Fehrman (CRD #: 205552), a broker registered with MSC – BD, is involved in two investor disputes, according to his BrokerCheck record, accessed on […]