Bobb Meckenstock (CRD #: 1152284), a broker registered with Osaic Wealth, is the subject of an investor dispute. This is according to his BrokerCheck record, […]
Britt Wright (CRD #: 4275139), a broker formerly registered with Edward Jones, allegedly participated in a Ponzi scheme, according to her BrokerCheck record, accessed on […]
Barbara Bernatzky (CRD #: 2535421) has been barred by FINRA, according to her BrokerCheck record, accessed on June 2, 2022. This follows allegations that she […]
Hedge fund fraud lawyers want to speak with investors in EIA All Weather Alpha Fund I LP. The SEC alleges in a recent complaint that […]
The SEC has alleged in a complaint that four formerly registered stock brokers banded together to create a Ponzi scheme that defrauded 2,200 investors of […]
The SEC Alleges Shawn Good Operated a Ponzi Scheme While Registered with Morgan Stanley
May 17, 2022
Articles
Shawn Good is the subject of SEC allegations that he operated a Ponzi scheme for nearly a decade while registered with Morgan Stanley. According to […]
Swapnil Rege (CRD #:4788421), a broker formerly registered with Nomura Securities International, is named in a complaint filed by the Commodity Futures Trading Commission, according […]
John Woods (CRD #: 1949233), a previously registered broker and investment adviser, has faced several investor disputes following his termination from Southport Capital. He is […]
Bob Fehrman (CRD #: 205552), a broker registered with MSC – BD, is involved in two investor disputes, according to his BrokerCheck record, accessed on […]
The SEC has filed a complaint alleging CEO Johanna Garcia and her two Florida companies – MJ Capital Funding LLC and MJ Taxes and More […]