Kyle Hitchcock (CRD #: 5167423), a broker registered with J.P. Morgan Securities, was involved in a recent dispute, according to his BrokerCheck record, accessed on […]
Ernest McMullen (CRD #: 2158137), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, has an investor dispute on his record. This is according […]
Larry Delhagen (CRD #: 2779312), a broker formerly registered with Stifel, Nicolaus & Company, has racked up his fifth investor dispute, according to his BrokerCheck […]
Ed Zdobinski Facing Criminal Charges of Theft
Jun 29, 2022
General
Ed Zdobinski (CRD #: 6254066), a broker formerly registered with Allstate Financial Services, is facing criminal charges alleging theft, according to his BrokerCheck record. Concerned […]
Paul Shie Allegedly Misrepresented an Investment
Jun 29, 2022
General
Paul Shie (CRD #: 2474913), a broker registered with PFS Investments, is involved in an investor dispute, according to his BrokerCheck record, accessed on June […]
Brendon Elliot (CRD #: 5695797), a broker registered with NYLIFE Securities, allegedly omitted information, according to his BrokerCheck record, accessed on June 20, 2022. Keep […]
Alexander Newman (CRD #: 6015559), a former broker, resigned from his firm, according to his BrokerCheck record, accessed on June 11, 2022. Read on if […]
John Flint (CRD #: 6725890), a broker registered with Edward Jones, was involved in a recent dispute, according to his BrokerCheck record, accessed on June […]
Fernando Lopez (CRD #: 1655180), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, was involved in a recent investor dispute, according to his […]
Daniel Feng (CRD #: 6769095), a former broker registered, allegedly failed to follow instructions, according to his BrokerCheck record, accessed on May 15, 2022. Keep […]