General Archives - New York Investment Fraud Lawyer

Jon Urbach Allegedly Made an Improper Referral

Aug 14, 2024 General

Jon Urbach (CRD #: 5308455), a broker registered with Fidelity Brokerage Services, is the subject of an investor dispute. This is according to his BrokerCheck […]

Kenneth Ibbetson is Facing an Investor Dispute

Mar 28, 2024 General

Kenneth Ibbetson (CRD #: 4398092), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to his […]

Jayson Decandia is the Subject of a Variable Annuity Dispute

Mar 25, 2024 General

Jayson Decandia (CRD #: 5090632), a broker registered with MML Investors Services, is the subject of an investor dispute. This is according to his BrokerCheck […]

Dean Toscano Facing an Alternative Investment Dispute

Mar 22, 2024 General

Dean Toscano (CRD #: 6145732), a broker registered with GPWA, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed […]

John Ekeanyanwu Allegedly Recommended Unsuitable Variable Annuities

Dec 21, 2023 General

John Ekeanyanwu (CRD #: 2860330), a broker registered with Ameriprise Financial Services, is the subject of an investor dispute. This is according to his BrokerCheck […]

Jackie Pasciak is the Subject of an Investor Dispute

Nov 20, 2023 General

Jackie Pasciak (CRD #: 2915143), a broker registered with Cambridge Investment Research, is the subject of an investor dispute. This dispute appears on her BrokerCheck […]

Jeffrey Walls Allegedly Failed to Follow Trustee Instructions

Sep 18, 2023 General

Jeffrey Walls (CRD #: 4226181), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute, according to his BrokerCheck record, […]

DeVere Dudley Suspended Following Arbitration Award

Aug 18, 2023 General

DeVere Dudley (CRD #: 2092082), a broker previously registered with Raymond James, is the subject of a FINRA suspension. This regulatory disclosure appears in his […]

Mark Bushkin Allegedly Recommened Unsuitable Investments

Aug 11, 2023 General

Mark Bushkin (CRD #: 2051696), a broker registered with Avantax Investment Services, is facing an investor dispute, according to his BrokerCheck record, accessed on August […]

Ryan Sherer Named in Dispute Alleging Fraud, Violation of Federal Laws

Jun 12, 2023 General

Ryan Sherer (CRD #: 5952617), a broker registered with Emerson Equity, is involved in a dispute alleging violations of federal and state securities laws, according […]