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Kenneth Ibbetson is Facing an Investor Dispute

Kenneth Ibbetson (CRD #: 4398092), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on March 28, 2024. Keep reading if you have questions regarding his alleged conduct as a broker. 

Investor Allegations 

On February 3, 2024, an investor alleged that commissions should not have been charged to liquidate securities that had been purchased in an advisory account. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Charging excessive commissions violates this rule. 

Background Information 

Kenneth Ibbetson has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in 16 states and is a registered investment adviser in California and Texas. 

During his 22 years of experience, he has registered with three firms: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • Morgan Stanley (CRD #: 149777) 
  • CitiGroup Global Markets (CRD #: 7059) 

Kurta Law Can Help 

If you have worked with Kenneth Ibbetson and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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