Selling Away Archives - New York Investment Fraud Lawyer

Chris Stocks Allegedly Violated FINRA Rules

Sep 10, 2024 Selling Away

Chris Stocks (CRD #: 2600346), a broker registered with Prospera Financial Services, is the subject of a FINRA investigation. This disclosure appears on his BrokerCheck […]

Dean Meniktas Allegedly Recommended an Unsuitable Life Insurance Investment Strategy

Aug 15, 2024 Selling Away

Dean Meniktas (CRD #: 2553748), a broker registered with UBS Financial Services, is the subject of an investor dispute. This is according to his BrokerCheck […]

Kyle Kim Terminated by LPL Financial

Jul 12, 2024 Selling Away

Kyle Kim (CRD #: 2446395), a broker registered with The Leaders Group, was terminated by LPL Financial. This disclosure appears on his BrokerCheck record, accessed […]

Investor Alleges Elan Sanker Engaged in Selling Away

May 12, 2023 Selling Away

Elan Sanker (CRD #: 5580543), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, was involved in an investor dispute, according to his BrokerCheck […]

Investors Seek $3.59 Million in Dispute with Maria Heredia

Oct 21, 2022 Selling Away

Maria Heredia (CRD #: 2846556), a broker registered with Edward Jones, allegedly failed to conduct due diligence on an investment, according to her BrokerCheck record, […]

Joseph Todd Fired from Centaurus Financial

Aug 30, 2022 Selling Away

Joseph Todd (CRD #: 1830390) was fired from his firm, according to his BrokerCheck record, accessed on August 5, 2022. Read on to learn more […]

Suzanne Charrin Fired from Woodbury Financial Services

Jun 30, 2022 Fired Brokers

Suzanne Charrin (CRD #: 4487222), a formerly registered broker with Woodbury Financial Services, was recently terminated. This is according to her BrokerCheck record, accessed on […]

Michael Beebe Resigns from LPL Financial

Jun 30, 2022 Employment

Michael Beebe (CRD #: 2231851), a broker registered with LPL Financial, has been suspended by FINRA, according to his BrokerCheck record, accessed on June 22, […]

Investors Seek Six Figures In Negligence Disputes with Jason Jodway

May 31, 2022 Investor Disputes

Jason Jodway (CRD #: 2998141), a former broker, is involved in two pending disputes, according to his BrokerCheck record, accessed on May 23, 2022. If […]

Eddie Suarez Embroiled in Investor Dispute Following Selling Away Allegations

Apr 8, 2022 Selling Away

Eddie Suarez (CRD #2938893), a broker registered with PFS Investments, is involved in a pending investor dispute according to his BrokerCheck record accessed on April […]