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High-Yield Investment Programs

Nov 21, 2023 Articles
High-yield investment program (“HYIP”) is another term for a familiar scheme: a Ponzi scheme. These schemes are fake investment opportunities that pay illegitimate “returns” to […]

Broker Misconduct Red Flags

Oct 11, 2023 Articles
Certain types of broker fraud are especially common and come with predictable warning signs. Fraudsters are also predictable when choosing their targets: They are more […]

What is a FINRA License?

Oct 11, 2023 Articles
A FINRA license is necessary for any financial professional who wants to buy and trade stocks. Many different types of financial professionals obtain FINRA licenses, […]

Broker CRD Numbers

Sep 25, 2023 Articles
Broker CRD numbers allow investors to look up their brokers using a database called BrokerCheck, which is maintained by the Financial Industry Regulatory Authority (FINRA). […]