How to Prove Stock Broker Fraud

Stock broker fraud violates Section 10(b) of the 1934 Securities Exchange Act, which prohibits the use of manipulation or deception in the sale of securities. […]

Stock fraud deprives investors of billions of dollars every year. Certain types of fraud, like stock broker fraud, are easy to spot once the investor […]

If you believe you have been the victim of investment fraud or other wrongdoing involving an investment, you need an experienced investment lawyer to fight […]

Securities attorneys specialize in laws that govern investments, brokers, brokerage firms, and financial advisors. Investors hire securities attorneys when they have suffered substantial losses, especially […]

A security is an investment, most often in the form of shares of stock, bonds, mutual funds, exchange-traded funds (ETFs), or annuities. A securities attorney […]

Did you lose money because of options trading in your Morgan Stanley account? Unfortunately, according to a series of recent allegations, you are not alone. […]

Western International Securities is the subject of the first Regulation Best Interest (Reg Bi) action brought by the SEC. According to the SEC, Western International […]

Financial Industry Regulatory Authority (FINRA) Rule 3110, also known as the Supervision Rule, requires brokerage firms to diligently supervise the activities of their representatives (e.g., […]

Securities attorneys represent clients who have lost money investing with a brokerage firm, stock broker, or financial advisor. Investors lose money due to fraud or […]

Have you suffered recent, unexpected losses in your securities account? If you trusted your financial advisor or stock broker to manage your investment portfolio and […]