Every year, FINRA announces areas of compliance it will prioritize when performing routine examinations of firm practices. FINRA chooses these areas based on deficiencies the […]
Investment Loss Attorneys: How to Recover Money Following Stockbroker Fraud or Misconduct
Jan 9, 2023
Articles
Crypto pump-and-dump schemes are an unfortunate blemish on the investing landscape of the 21st century. With the swell of excitement around cryptocurrency, many investors are […]
A study published in The Wall Street Journal suggests that a new cryptocurrency scam bubbles up every four minutes. Blockchain analytics firm Elliptic reported investors […]
What are Contingency Fees?
Dec 16, 2022
Articles
A contingency fee agreement is an agreement to pay your attorney a percentage of the settlement or award they win on your behalf. The payment […]
What Are Alternative Investments?
Nov 7, 2022
Articles
Alternative investments are high-risk investment vehicles that offer an alternative to traditional investments, like stocks and bonds. Like all risky investments, alternative products come with […]
What Does a Securities Lawyer Do?
Nov 7, 2022
Articles
Securities lawyers help investors recover investment losses due to misconduct on behalf of unscrupulous brokers and brokerage firms. A “security” is any investment, including stocks, […]
Investors who lose money due to broker fraud or negligence may want to sue their broker or brokerage firm. Those investors will most likely discover […]
Arbitration Pros and Cons
Nov 2, 2022
Articles
According to FINRA, FINRA arbitration benefits investors. In their “What to Expect” series, FINRA states “It is typically less costly and faster to use arbitration […]
How Big Players Manipulate the Stock Market
Nov 2, 2022
Articles
Major players in the securities industry sometimes manipulate stock prices using fraudulent trading practices and the media rumor mill. For instance, a shady hedge fund […]