Every year, FINRA announces areas of compliance it will prioritize when performing routine examinations of firm practices. FINRA chooses these areas based on deficiencies the […]
Crypto pump-and-dump schemes are an unfortunate blemish on the investing landscape of the 21st century. With the swell of excitement around cryptocurrency, many investors are […]
A study published in The Wall Street Journal suggests that a new cryptocurrency scam bubbles up every four minutes. Blockchain analytics firm Elliptic reported investors […]
Alternative investments are high-risk investment vehicles that offer an alternative to traditional investments, like stocks and bonds. Like all risky investments, alternative products come with […]
Securities lawyers help investors recover investment losses due to misconduct on behalf of unscrupulous brokers and brokerage firms. A “security” is any investment, including stocks, […]
Investors who lose money due to broker fraud or negligence may want to sue their broker or brokerage firm. Those investors will most likely discover […]
According to FINRA, FINRA arbitration benefits investors. In their “What to Expect” series, FINRA states “It is typically less costly and faster to use arbitration […]
Major players in the securities industry sometimes manipulate stock prices using fraudulent trading practices and the media rumor mill. For instance, a shady hedge fund […]