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Investment Advisory Firm Fraud

Oct 4, 2024 Articles
Advisory firms – including big-name firms like Merrill Lynch, Charles Schwab, and Morgan Stanley – routinely face allegations from investors and regulators of fraud and […]

Ameriprise vs. LPL Financial

Aug 30, 2024 Articles
Ameriprise has accused LPL Financial of unfair business practices, alleging that LPL Financial engaged in a pattern of recruiting brokers from Ameriprise and encouraging them […]

Cash Sweep Lawsuits

Aug 30, 2024 Articles
Morgan Stanley, Charles Schwab, Merrill Lynch, Ameriprise, and LPL Financial are facing new lawsuits over returns on cash sweep accounts. Brokerage firms earn interest on […]

Spartan Capital Securities LLC

Jul 29, 2024 Articles
Kurta Law is investigating recommendations by Spartan Capital Securities, LLC. Our research shows that this firm employs brokers who have allegations of misconduct on their […]

ComSovereign Holding Corp. Stock

Jul 29, 2024 Articles
Kurta Law is investigating broker recommendations of ComSovereign Holding Corp. Stock. This stock was a Regulation D offering, meaning ComSovereign Holding Corp. was allowed to […]

Tax-Efficient Investing

Jul 29, 2024 Articles
When investors earn money from their investments, they must pay taxes on that interest. Interest from investments and dividend payments are taxed at the same […]

Marketing Rule Violations

Jul 19, 2024 Articles
Did your firm mislead you with their marketing of an investment product? There are strict rules regarding how firms can market their investment vehicles. Firms […]