Perry Bacon (CRD #: 4952750), a broker registered with LPL Financial, was recently terminated by Wells Fargo Advisors Financial Network. This disclosure appears on his […]
Brian Cote (CRD #: 4218494), a broker registered with GPWA, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed […]
David Wilke (CRD #: 2258159), a broker registered with Capital Investment Group, is the subject of an investor dispute. This is according to his BrokerCheck […]
Kevin Roberson Facing State Securities Investigation and Civil Suit
Nov 10, 2023
Failure to Supervise
Kevin Roberson (CRD #: 2298900), a broker registered with Merrill Lynch in Hilton Head Island, is the subject of an investigation by a state securities […]
Michael Crosett (CRD #: 2250412), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, is the subject of an investigation by the Commissioner of […]
Mike Persinski (CRD #: 1478332), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, is the subject of a multi-million dollar investor dispute. This […]
Grant Wagstaff (CRD #: 6719012), a broker registered with Fidelity Brokerage Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck […]
John Hervig (CRD #: 2973513), a broker registered with Fidelity Brokerage Services, is the subject of an investor dispute. This is according to his BrokerCheck […]
Damian Maggio (CRD #: 2864247), a broker registered with Joseph Stone Capital, is the subject of two pending investor disputes, according to his BrokerCheck record, […]
Kelly Lawson (CRD #: 1222498), a broker registered with Portsmouth Financial Services, is the subject of a six-figure investor dispute, according to her BrokerCheck record, […]