Michael Hyser (CRD #: 2322261), a broker registered with Kestra Investment Services, is facing an investor dispute, according to his BrokerCheck record, accessed on August […]
Kenneth Sledge (CRD #: 824533), a broker registered with Lincoln Financial Advisors Corporation, is the subject of an investor dispute. This is according to his […]
Andrew Horowitz Allegedly Recommended an Unsuitable Oil & Gas Investment
Aug 1, 2023
Energy Investments
Andrew Horowitz (CRD #: 2917830), a broker registered with Lincoln Financial Advisors Corporation, is the subject of a suitability dispute. This is according to his […]
Investors Allege Anna Stotka Recommended Unsuitable Energy Investments
May 10, 2023
Energy Investments
Anna Stotka (CRD #: 1282024), a broker registered with Lincoln Financial Securities, allegedly made unsuitable investment recommendations, according to her BrokerCheck record, accessed on May […]
Peter Maller (CRD #: 2322403), a broker registered with Lincoln Financial Advisors, allegedly gave unsuitable investment recommendations, according to his BrokerCheck record, accessed on May […]
Investors Allege Cole Smith Recommended Unsuitable Oil & Gas Investment
Mar 3, 2023
Energy Investments
Cole Smith (CRD #: 5327357), a broker registered with LPL Financial, allegedly gave an unsuitable investment recommendation, according to his BrokerCheck record, accessed on February […]
Investors Allege Poor Performance of Investments Recommended by Bill Fox
Dec 15, 2022
Energy Investments
Bill Fox (CRD #: 1522234), a broker registered with LPL Financial, is the subject of a pending investor dispute, according to his BrokerCheck record, accessed […]
Michael Thaler Allegedly Recommended Unsuitable Oil and Gas Investment
Dec 9, 2022
Energy Investments
Michael Thaler (CRD #: 2557899), a broker registered with Cambridge Investment Research, allegedly recommended an unsuitable investment, according to his BrokerCheck record, accessed on November […]
Canon Hickman (CRD #: 5306028), a broker registered with Cambridge Investment Research, is involved in a pending dispute, according to his BrokerCheck record, accessed on […]
Phil Donahue (CRD #: 1206346), a broker registered with PFS Investments, was recently suspended by FINRA, according to his BrokerCheck record, accessed on October 22, […]