Energy Investments

Anna Stotka (CRD #: 1282024), a broker registered with Lincoln Financial Securities, allegedly made unsuitable investment recommendations, according to her BrokerCheck record, accessed on May […]

Peter Maller (CRD #: 2322403), a broker registered with Lincoln Financial Advisors, allegedly gave unsuitable investment recommendations, according to his BrokerCheck record, accessed on May […]

Cole Smith (CRD #: 5327357), a broker registered with LPL Financial, allegedly gave an unsuitable investment recommendation, according to his BrokerCheck record, accessed on February […]

Bill Fox (CRD #: 1522234), a broker registered with LPL Financial, is the subject of a pending investor dispute, according to his BrokerCheck record, accessed […]

Michael Thaler (CRD #: 2557899), a broker registered with Cambridge Investment Research, allegedly recommended an unsuitable investment, according to his BrokerCheck record, accessed on November […]

Canon Hickman (CRD #: 5306028), a broker registered with Cambridge Investment Research, is involved in a pending dispute, according to his BrokerCheck record, accessed on […]

Phil Donahue (CRD #: 1206346), a broker registered with PFS Investments, was recently suspended by FINRA, according to his BrokerCheck record, accessed on October 22, […]

David Ward (CRD #: 2903596), a broker registered with Lincoln Financial Securities, allegedly recommended an unsuitable investment, according to his BrokerCheck record, accessed on October […]

Chadwick Watson (CRD #: 2183286), a broker registered with Lincoln Financial Advisors, allegedly recommended unsuitable investments, according to his BrokerCheck record, accessed on April 6, […]

Cara Miller (CRD #: 4521819), a broker formerly registered with ProEquities, allegedly recommended an unsuitable investment, according to her BrokerCheck record, accessed on October 10, […]