Unsuitable Investments

Ellen Zimmerman (CRD #: 2574244), a broker registered with MML Investors Services, allegedly gave unsuitable recommendations, according to her BrokerCheck record, accessed on March 21, […]

Shaun Floresca (CRD #: 4758697), a broker registered with LPL Financial, allegedly chose an unsuitable investment for a client, according to his BrokerCheck record, accessed […]

Christopher Amato (CRD #: 3232432), a broker registered with Morgan Stanley, is the subject of a pending investor dispute, according to his BrokerCheck record, accessed […]

Brooke Spicer (CRD #: 6579307), a broker registered with Fidelity Brokerage Services, allegedly gave an unsuitable recommendation, according to her BrokerCheck record, accessed on March […]

Barry Bruner (CRD #: 1565469), a broker registered with Stifel, Nicolaus & Company, was recently the subject of an investor dispute, according to his BrokerCheck […]

Peter Perri (CRD #: 5882135), a broker registered with LPL Financial, allegedly recommended an unsuitable investment, according to his BrokerCheck record, accessed on March 14, […]

Rene Castro (CRD #: 2559410), a broker registered with Great Point Capital, allegedly gave unsuitable investment recommendations, according to her BrokerCheck record, accessed on March […]

Kyle Manning (CRD #: 4571317), a broker formerly registered with Spartan Capital Securities, allegedly made misrepresentations, according to his BrokerCheck record, accessed on March 9, […]

Gary Owens (CRD #: 1048781), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, allegedly gave unsuitable investment recommendations, according to his BrokerCheck record, […]

Kevin Duffy (CRD #: 4481935), a broker registered with Raymond James & Associates, is involved in a pending dispute, according to his BrokerCheck record, accessed […]