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Alexa Lawson Facing Allegations of Theft

Alexa Lawson (CRD #: 3245857), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on September 26, 2023. Keep reading if you have questions regarding this dispute. 

On July 13, 2023, an investor alleged her money did not grow as expected and further alleged theft by the financial advisor. The dispute was denied, but investors should know that firms can deny disputes without any external review. Following a denial, investors may still be able to recover their funds via FINRA arbitration.

FINRA Rule 2150 

FINRA Rule 2150 states that no broker shall make improper use of a customer’s securities or funds. Misappropriation or conversion would constitute an improper use. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Theft would naturally violate this rule. 

Background Information 

Alexa Lawson has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

She is a registered broker in 33 states and is a registered investment adviser in California and Texas. 

During her 16 years of experience, Alexa Lawson has only registered with Edward Jones (CRD #: 250). 

Kurta Law Can Help

If you worked with Alexa Lawson and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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