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Marco Garcia  Embroiled in Investor Dispute Alleging Conversion

Marco Garcia (CRD #: 6286128), a broker registered with J.P. Morgan Securities, is involved in a pending investor dispute, according to his BrokerCheck record, accessed on April 12, 2022.

According to the allegations filed on January 30, 2022, Marco Garcia deliberately accepted fraudulent affiliate bank account opening documents, which resulted in the conversion of investor funds. The investor is seeking $152,500.

Conversion is an intentional and unauthorized taking of and/or exercise of ownership over funds. Conversion violates FINRA Rule 2010, which states that brokers must uphold high standards of commercial honor.  

Background Information

Marco Garcia  has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He is a registered broker in Texas. 

Besides J.P. Morgan Securities, Marco Garcia has not worked with any other firm.

Kurta Law Can Help

If you worked with Marco Garcia and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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