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Bjorn Forfang Terminates Relationship with Greenwich Capital Partners

Bjorn Forfang (CRD #: 2681237), a broker registered with Finalis Securities, terminated his relationship with his previous broker-dealer, according to his BrokerCheck record, accessed on June 7, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Resignation from Greenwich Capital Partners

On April 18, 2023, Bjorn Forfang and Erigo Capital Partners (an investment advisory firm) terminated their relationship with Greenwich Capital Partners, which allegedly served as the firm’s Office of Supervisory Jurisdiction.

FINRA Rule 3110

FINRA Rule 3110 requires that firms establish supervisory systems to ensure their compliance with securities regulations. This includes designating Offices of Supervisory Jurisdiction, where supervisory activities for branch offices take place.

Background Information

Bjorn Forfang has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 82TO – Limited Representative-Private Securities Offerings
  • Series 17 – Limited Registered Representative Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

Bjorn Forfang is a registered broker in nine states.

He has also worked for the following firms:

  • Greenwich Capital Partners (CRD#:305693)
  • UBS Securities (CRD#:7654)
  • J.P. Morgan Securities (CRD#:15733)

Kurta Law Can Help

If you worked with Bjorn Forfang and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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