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Robin Runco Facing a FINRA Suspension

Robin Runco (CRD #: 2249156) has been suspended by FINRA. This is according to his BrokerCheck record, accessed on March 25, 2024. Keep reading if you have questions regarding his alleged conduct.

FINRA Allegations 

On January 5, 2024, FINRA suspended Robin Runco following allegations that he failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance. 

The suspension will continue until the required payment is made or discharged. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to satisfactorily respond to a FINRA request may violate this rule. 

Civil Lien 

On March 2, 2024, Robin Runco became the subject of a civil lien for $1.3 million. 

Background Information 

Robin Runco has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

During his 28 years of experience, he has registered with eight firms. These are the three most recent: 

  • CFD Investments (CRD #: 25427) 
  • J.W. Cole Financial (CRD #: 124583) 
  • Wells Fargo Clearing Services (CRD #: 19616) 

Kurta Law Can Help 

If you have worked with Robin Runco and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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