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Meghann La Breche No Longer Registered with Morgan Stanley

Meghann La Breche (CRD #: 4344452) has voluntarily resigned from Morgan Stanley following allegations. This disclosure appears on her BrokerCheck record, accessed on April 9, 2024. Keep reading if you have questions concerning her alleged conduct. 

Employment Separation After Allegations 

On March 15, 2024, Meghann La Breche voluntarily resigned from Morgan Stanley following concerns over her alleged use of a non-firm-approved personal device for business-related electronic communications. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Use of non-firm-approved personal devices may violate this rule. 

Background Information 

Meghann La Breche has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination

During her 18 years of experience, Meghann La Breche has registered with seven firms: 

  • Morgan Stanley (CRD #: 149777) 
  • G.F. Investment Services (CRD #: 132939) 
  • Fifth Third Securities (CRD #: 628) 
  • Chase Investment Services (CRD #: 25574) 
  • Banc One Securities Corporation (CRD #: 16999) 
  • UBS Financial Services (CRD #: 8174) 
  • Prudential Securities Incorporated (CRD #: 7471) 

Kurta Law Can Help 

If you have worked with Meghann La Breche and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.