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Darren McGovern Voluntarily Resigned from Ameriprise

Darren McGovern (CRD #: 6724311) has voluntarily resigned from Ameriprise Financial Services. This disclosure appears on his BrokerCheck record, accessed on April 10, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

Darren McGovern voluntarily resigned from Ameriprise following allegations that he impersonated three individuals, including a prospective client. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Impersonating prospective clients may violate this rule. 

Background Information 

Darren McGovern has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

During his seven years of experience, he has registered with three firms: 

  • Ameriprise Financial Services (CRD #: 6363) 
  • MML Investors Services (CRD #: 10409) 
  • MSI Financial Services (CRD #: 14251) 

Kurta Law Can Help 

If you have worked with Darren McGovern and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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