W. Barrett Evans Terminated by Fidelity Brokerage Services
W. Barrett Evans (CRD #: 2115680) was fired by Fidelity Brokerage Services. This disclosure appears on his BrokerCheck record, accessed on April 11, 2024. Details concerning the firm’s allegations are provided below.
Employment Separation After Allegations
On February 14, 2024, Fidelity Brokerage Services fired W. Barrett Evans following allegations that he updated a customer investment profile questionnaire forms without discussing the updates with customers.
High Standards of Commercial Honor
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Updating a customer investment profile without consulting or discussing the updates with customers.
Background Information
W. Barrett Evans has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 9 General Securities Sales Supervisor – Options Module Examination
- Series 10 General Securities Sales Supervisor – General Module Examination
During his 16 years of experience, he has registered with the following firms:
- Fidelity Brokerage Services (CRD #: 7784)
- TD Ameritrade (CRD #: 7870)
- Scottrade (CRD #: 8206)
- Merrill Lynch, Pierce, Fenner & Smith, Incorporated (CRD #: 7691)
- Charles Schwab (CRD #: 5393)
- Painewebber Incorporated (CRD #: 8174)
Kurta Law Can Help
If you have worked with W. Barrett Evans and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.