Broker Blog

William Bernard Tunink (CRD #2738224) Has Multiple Customer Dispute Disclosures and an Employment Separation Disclosure on FINRA BrokerCheck

Apr 17, 2026 LPL Financial Fraud Allegations

William Bernard Tunink (CRD #2738224) was previously registered with LPL Financial LLC and Avantax Investment Services, Inc. We reviewed his BrokerCheck report on April 10, […]

Vincent Jerome Camarda (CRD #2463703) Has Disclosures on FINRA BrokerCheck

Apr 17, 2026 FINRA Suspension

Vincent Jerome Camarda (CRD #2463703) was previously registered as a broker. We reviewed his BrokerCheck report on April 10, 2026. It reflects five regulatory events, […]

Tory A. Duggins (CRD #4556340) Has Regulatory, Customer Dispute, and Judgment/Lien Disclosures on FINRA BrokerCheck

Apr 17, 2026 Unsuitable Investments

Tory A. Duggins (CRD #4556340) was previously registered as a broker. We reviewed his BrokerCheck report on April 10, 2026. BrokerCheck currently shows four regulatory […]

Timothy John Dorothy Jr. (CRD #6600401) Has a Customer Dispute Disclosure on FINRA BrokerCheck

Apr 17, 2026 Raymond James Financial Services Fraud Allegations

Timothy John Dorothy Jr. (CRD #6600401) is a broker and investment adviser with a customer dispute on FINRA BrokerCheck. We reviewed his BrokerCheck report on […]

Thomas O’Mera (CRD #5143180) Has 7 Judgment/Lien Disclosures on FINRA BrokerCheck

Apr 17, 2026 Financial Disclosure

Thomas O’Mera (CRD #5143180) is a broker with seven judgment/lien disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on April 11, 2026. It reflects […]

Simon Wesley Petro (CRD #6899791) Has a Customer Dispute Disclosure on FINRA BrokerCheck

Apr 17, 2026 Morgan Stanley Complaints

Simon Wesley Petro (CRD #6899791) is a broker with a customer dispute on FINRA BrokerCheck. We reviewed his BrokerCheck report on April 10, 2026. It […]

Sam Bhushan (CRD #4884717) Has Customer Dispute Disclosures on FINRA BrokerCheck

Apr 17, 2026 Private Placements

Sam Bhushan (CRD #4884717) was previously registered as a broker and has customer dispute disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on April […]

Richard Vullo (CRD #5761399) Has a Judgment / Lien Disclosure on FINRA BrokerCheck

Apr 17, 2026 Financial Disclosure

Richard Vullo (CRD #5761399) is a broker with a judgment / lien disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on April 10, 2026. […]

Ramon Manuel Almonte (CRD #1014799) Has 248 Customer Dispute Disclosures on FINRA BrokerCheck

Apr 17, 2026 Unsuitable Investments

Ramon Manuel Almonte (CRD #1014799) was previously registered as a broker. We reviewed his FINRA BrokerCheck report on April 11, 2026. It reflects 248 customer […]

PAUL FRANCIS BUCKLEY (CRD #3214962) Has a Judgment/Lien Disclosure on FINRA BrokerCheck

Apr 17, 2026 Financial Disclosure

PAUL FRANCIS BUCKLEY (CRD #3214962) is a broker with a judgment/lien disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on April 11, 2026. It […]