Kevin Ploche (CRD #: 5840300) has been fired by TFA. This disclosure appears on his BrokerCheck record, accessed on November 3, 2025. Keep reading if […]
Gary Madrid (CRD #: 1934700), a broker registered with Westpark Capital, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]
Loren Grabau (CRD #: 6984490) has been fired by X Advisors. This disclosure appears on his BrokerCheck record, accessed on October 31, 2025. Keep reading […]
Moshe Aronov Fired by LPL Financial
Nov 1, 2025
Fired Brokers
Moshe Aronov (CRD #: 2648519), a broker registered with Kovack Securities, has been terminated by LPL Financial. This disclosure appears on his BrokerCheck record, accessed […]
Antonio Molinos Facing a FINRA Suspension Following Excessive Trading Allegations
Nov 1, 2025
FINRA Suspension
Antonio Molinos (CRD #: 2764977) has been suspended by FINRA. This is according to his BrokerCheck record, accessed on October 31, 2025. Keep reading if […]
Lance White (CRD #: 2682783), a broker registered with Morgan Stanley, is the subject of a civil action. This disclosure appears on his BrokerCheck record, […]
Scott Short, a financial advisor registered with Directional Asset Management, is the subject of a regulatory action. This disclosure appears on his BrokerCheck record, accessed […]
Mark Paverman (CRD #: 1046105), a broker registered with Behive Trading, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]
Wyman Sai Barred by FINRA
Oct 30, 2025
Barred Broker
Wyman Sai (CRD #: 7509743) has been barred by FINRA. This disclosure appears on his BrokerCheck record, accessed on October 29, 2025. Keep reading if […]
Carol Abdo-Brownsberger (CRD #: 3168629) has been suspended by FINRA. This disclosure appears on her BrokerCheck record, accessed on October 29, 2025. Keep reading if […]