Broker Blog

Jeremiah Taylor (CRD #: 7002957), a broker registered with Charles Schwab & Company, is involved in a pending dispute, according to his BrokerCheck record, accessed […]

James Feliz (CRD #: 2192720), a broker registered with MML Investors Services, is involved in an investor dispute, according to his BrokerCheck record, accessed on […]

Joshua Marino (CRD #: 6141373), a broker registered with Edward Jones, is the subject of an investor dispute, according to his BrokerCheck record, accessed on […]

Kimberly Cimmiyotti (CRD #: 4564778), a broker registered with LPL Financial, was involved in an investor dispute, according to her BrokerCheck record, accessed on April […]

Antonio Oliveira (CRD #: 3043453), a broker registered with UBS Financial Services, allegedly failed to follow a client’s instructions, according to his BrokerCheck record, accessed […]

Patrick Pistor (CRD #: 7579589), a broker formerly registered with Equitable Advisors, was fired from that firm, according to his BrokerCheck record, accessed on April […]

Michael Pinkans (CRD #: 2396260), a broker formerly registered with The Leaders Group, has filed for bankruptcy, according to his BrokerCheck record, accessed on April […]

Amy Marx (CRD #: 2976011), a broker formerly registered with Osaic Wealth, has been suspended by FINRA, according to her BrokerCheck record, accessed on April […]

Adam Gorham (CRD #: 6704618), a broker formerly registered with J.P. Morgan Securities, has been fired from the firm’s affiliate bank, according to his BrokerCheck […]

James Aghayere (CRD #: 5787146), a broker registered with LPL Financial, was fired from J.P. Morgan Securities’ affiliate bank, according to his BrokerCheck record, accessed […]