Broker Blog

Timothy Darnell (CRD #: 6666469) has been terminated by Bankers Life Securities and Bankers Life Advisory Services. This is according to his BrokerCheck record, accessed […]

Matthew Winthrop (CRD #: 2445102), a broker registered with Aegis Capital Corp., was recently terminated by Equitable Advisors. This disclosure appears on his BrokerCheck record, […]

Patricia Alba (CRD #: 5441830) has been fired by D.A. Davidson & Co. This disclosure appears on her BrokerCheck record, accessed on October 4, 2025. […]

Alexis Aldaz (CRD #: 3058560) has been terminated by Edward Jones. This disclosure appears on her BrokerCheck record, accessed on October 4, 2025. Keep reading […]

Marshall Lum (CRD #: 3142858) has been fired by LPL Financial. This is according to his BrokerCheck record, accessed on October 4, 2025. Keep reading […]

Michael Graham (CRD #: 3263494), a broker formerly registered with LPL Financial, allegedly sold investments away from his firm, according to his BrokerCheck record, accessed […]

Aubrey Parker (CRD #: 2454088), a broker formerly registered with Wells Fargo Clearing Services, was fired from that firm, according to his BrokerCheck record, accessed […]

Edward Yao (CRD #: 4492542), a broker formerly registered with Eastgate Securities, was fired from that firm, according to his BrokerCheck record, accessed on September […]

Aaron Molnoskey (CRD #: 7277568), a broker formerly registered with LPL Financial, was fired from that firm, according to his BrokerCheck record, accessed on September […]

Ejiro Okuma (CRD #: 5774832), a broker formerly registered with Equitable Advisors, resigned from that firm, according to his BrokerCheck record, accessed on September 2, […]