Jeffrey Guan (CRD #: 7000349), a broker registered with Emerson Equity, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]
Scott Weir (CRD #: 2196183), a broker registered with Osaic Wealth, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]
Larry Duncan (CRD #: 104160), a broker registered with Raymond James Financial Services, is the subject of an investor dispute. This disclosure appears on his […]
Joseph Tartaglini (CRD #: 4963465), a broker registered with JP Morgan Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck […]
Patrick Lam (CRD #: 4723020), a broker registered with Emerson Equity, is the subject of an investor dispute. This is according to his BrokerCheck record, […]
Kevin Cancroft (CRD #: 2733522), a broker registered with Allstate Financial Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck […]
John Marshall Williams Allegedly Recommended an Unsuitable Investment
Oct 23, 2025
Unsuitable Investments
John Williams (CRD #: 2833948), a broker registered with Dominari Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]
Darvin Acosta (CRD #: 7485189), a broker registered with NYLife Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, […]
Jamie Gu (CRD #: 5599295), a broker registered with Morgan Stanley, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, […]
Natalia Bruno (CRD #: 7518221), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This disclosure appears on her […]