Yuri Grinboym is the Subject of a Hedge Fund Dispute
Yuri Grinboym (CRD #: 3204278), a previously registered broker in UBS Financial Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 11, 2024. Keep reading if you have questions regarding his alleged conduct.
Investor Allegations
On July 10, 2024, an investor alleged that Yuri Grinboym promoted a hedge fund as a stable investment. The investor further alleged they have suffered damages. The dispute was denied, but investors should know that firms that deny disputes without any external review.
High Standards of Commercial Honor
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misleading an investor may violate this rule.
Background Information
Yuri Grinboym has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 10 General Securities Sales Supervisor – General Module Examination
- Series 9 General Securities Sales Supervisor – Options Module Examination
During his 20 years of experience, Yuri Grinboym has registered with six firms:
- UBS Financial Services (CRD #: 8174)
- Morgan Stanley Smith Barney (CRD #: 149777)
- Morgan Stanley & Co. (CRD #: 8209)
- CitiGroup Global Markets (CRD #: 7059)
- American Express Financial Advisors (CRD #: 6363)
- IDS Life Insurance Company (CRD #: 6321)
Kurta Law Can Help
If you worked with Yuri Grinboym and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.