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Yuanzi Wu Fired from J.P. Morgan Securities

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
June 19, 2023 at 1:16pm

Yuanzi Wu (CRD #: 7082352), a broker formerly registered with J.P. Morgan Securities, was fired from that firm and its affiliate bank, according to his BrokerCheck record, accessed on June 7, 2023. Read on if you have questions about his alleged conduct as a broker.

Termination from J.P. Morgan Securities

On April 28, 2023, Yuanzi Wu was fired from J.P. Morgan Securities and JPMorgan Chase Bank following allegations that he switched the primary and secondary names when opening new Chase Bank accounts for existing bank customers in order to make himself eligible for an incentive credit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Yuanzi Wu has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Yuanzi Wu and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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