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William Olinger III Embroiled in Investor Dispute

William Olinger III (CRD #: 2289684), a broker formerly registered with Valmark Securities, is the subject of an investor dispute, according to his BrokerCheck record, accessed on September 14, 2025. If you have questions about his alleged conduct as a broker, keep reading.

Investor Dispute

On June 15, 2025, William Olinger III was named in a dispute alleging that he acted as an investment advisor to a client’s trust from 2008 through 2025. The dispute also makes allegations concerning certain investments and loan guarantees made during this period. The client seeks $1 million in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Civil Complaint

On June 3, 2025, William Olinger III was named in a civil complaint alleging fraud, civil conspiracy, fraudulent inducement, gross negligence, and unjust enrichment. This complaint is currently pending.

FINRA Rule 2150

FINRA Rule 2150 prohibits brokers from misusing investors’ funds.

What is broker negligence?

Broker misconduct can take on many forms. Common examples include misrepresentations or omissions of material fact, unsuitable investment recommendations, and excessive trading.

Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

Background Information

William Olinger III has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for Valmark Securities (CRD#:31243) and Ascend Financial Services (CRD#:15296).

Kurta Law Can Help

If you worked with William Olinger III and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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