Victim of Financial Fraud? Call Now

William Hurckes Allegedly Violated Illinois Securities Law

William Hurckes (CRD #: 2612833), a broker registered with Ausdal Financial Partners, is the subject of an investor dispute. This is according to his Brokercheck record, accessed on

May 17, 2024. Investors who have concerns regarding his alleged conduct should keep reading. 

Investor Allegations 

On March 25, 2024, an investor alleged that William Hurckes violated federal securities law as well as the Illinois Consumer Fraud and Deceptive Business Practices Act. He also allegedly engaged in negligence. The investor is seeking $150,000. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Securities fraud violates FINRA Rule 2010. 


Many types of broker misconduct may qualify as negligence. Typical examples include unsuitable investment recommendations, misrepresentations or omissions of material fact, and failure to follow instructions.

Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

Background Information 

William Hurckes has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in 25 states and is a registered investment adviser in Illinois. 

During his 29 years of experience, William Hurckes has registered with ten firms. These are the five most recent: 

  • Ausdal Financial Partners (CRD #: 7995) 
  • Cambridge Investment Research (CRD #: 38543) 
  • Invtervest International Equities Corporation (CRD #: 20289) 
  • Richard B. Vance & Company (CRD #:3656) 
  • Sentra Securities Corporation (CRD #: 10249) 

Kurta Law Can Help 

If you have worked with William Hurckes and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.