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Investors Seek Six Figures in Dispute with William Clary

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 8, 2025 at 11:38pm

William Clary (CRD #: 2300201), a broker registered with D.A. Davidson & Company, is involved in an investor dispute, according to his BrokerCheck record, accessed on June 1, 2025. Read on if you want to know more about his alleged conduct as a broker.

Investor Dispute

On February 12, 2025, multiple investors filed a dispute alleging that William Clary failed to act to prevent potential financial exploitation by third parties between September 3, 2024, and February 10, 2025. They seek $281,085.40 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

William Clary has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • National Commodity Futures Examination – Series 3
  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

William Clary is a registered broker in 30 states and the District of Columbia. He is also a registered investment adviser in Oregon and Texas.

He has also worked for the following firms:

  • Morgan Stanley Smith Barney (CRD#:149777)
  • Citigroup Global Markets (CRD#:7059)
  • American Express Financial Advisors (CRD#:6363)
  • IDS Life Insurance Company (CRD#:6321)
  • Waddell & Reed (CRD#:866)

Kurta Law Can Help

If you worked with William Clary and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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